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Suruga Bank (8358) · RiskRestated

Risk of Ineffective Compliance, Risk Management and Internal Audit Framework

First written in FY2017. 17 of 18 entries say "Restated". Latest entry: FY2025-H1.

18entries
8years
0from disclosures
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How it moved
ProgressHeldSoftenedWorseRestatedFY2017 – FY2025-H12017: 320172018: 120182019: 220192020: 120202021: 320212022: 320222023: 320232024: 22024
Same theme, other companies
Risk of company-wide internal control failureA theme 25 companies write about · 25 as a headwind · 0 as a tailwind

The whole theme swung hardest in 2019: 1 of 8 companies on the "Worse" side.

14 other companies' latest entry also says "Restated".

Ridges = years it wrote progress, valleys = years it wrote worse. Most hopeful companies at the back. Drag to turn, scroll to zoom, right-drag to pan. On a phone, two fingers turn and pinch to zoom; one finger scrolls the page.
Showing 14 of the 25 companies compared. The sentences above are computed from all 25.
Full recordFilings, disclosures and news, newest first
  1. FY2025-H1RestatedAnnual report

    「There have been no material changes to the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」

    The company states that there have been no material changes regarding the risk of failure of its compliance, risk management and internal audit frameworks.
  2. FY2024-Q3RestatedAnnual report

    「There have been no material changes to the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」

    The company states that there have been no material changes regarding the risk of failure of its compliance, risk management and internal audit frameworks.
  3. FY2024-Q2RestatedAnnual report

    「There have been no material changes to the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」

    The company states that there have been no material changes regarding the risk of failure of its compliance, risk management and internal audit frameworks.
  4. FY2024-Q1RestatedAnnual report

    「There have been no material changes to the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」

    The company states that there have been no material changes regarding the risk of failure of its compliance, risk management and internal audit frameworks.
  5. FY2023-Q3RestatedAnnual report

    「There have been no material changes to the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」

    The company reiterates that there have been no material changes regarding the risk of failure of its compliance, risk management and internal audit frameworks.
  6. FY2023-Q2RestatedAnnual report

    「There have been no material changes to the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」

    The company states that there have been no material changes regarding the risk of failure of its compliance, risk management and internal audit frameworks.
  7. FY2023-Q1RestatedAnnual report

    「There have been no material changes to the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」

    The company states that there have been no material changes regarding the risk of failure of its compliance, risk management and internal audit frameworks.
  8. FY2022RestatedAnnual report

    「The risk of direct or indirect losses arising from inadequate compliance, or from the risk management and internal audit frameworks failing to function appropriately, among other factors」

    The company continues to identify the risk of failure of its compliance, risk management and internal audit frameworks as a major risk.
  9. FY2022-Q2RestatedAnnual report

    「There have been no material changes to the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」

    The company states that there have been no material changes regarding the risk of failure of its compliance, risk management and internal audit frameworks.
  10. FY2022-Q1RestatedAnnual report

    「There have been no material changes to the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」

    The company states that there have been no material changes regarding the risk of failure of its compliance, risk management and internal audit frameworks.
  11. FY2021-Q3RestatedAnnual report

    「There have been no material changes to the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」

    The company reiterates that there have been no material changes regarding the risk of failure of its compliance, risk management and internal audit frameworks.
  12. FY2021-Q1RestatedAnnual report

    「There have been no material changes to the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」

    The company states that there have been no material changes regarding the risk of failure of its compliance, risk management and internal audit frameworks.
  13. FY2020-Q1RestatedAnnual report

    「There have been no material changes to the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」

    The company states that there have been no material changes regarding the risk of failure of its compliance, risk management and internal audit frameworks.
  14. FY2019-Q3RestatedAnnual report

    「There have been no material changes to the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」

    The company reiterates that there have been no material changes regarding the risk of failure of its compliance, risk management and internal audit frameworks.
  15. FY2019-Q1RestatedAnnual report

    「There have been no material changes to the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」

    The company states that there have been no material changes regarding the risk of failure of its compliance, risk management and internal audit frameworks.
  16. FY2018-Q2RestatedAnnual report

    「There have been no material changes to the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」

    The company states that there have been no material changes regarding the risk of failure of its compliance, risk management and internal audit frameworks.
  17. FY2018-Q1RestatedAnnual report

    「There have been no material changes to the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」

    The company states that there have been no material changes regarding the risk of failure of its compliance, risk management and internal audit frameworks.
  18. FY2017First statedAnnual report

    「The risk of direct or indirect losses arising from inadequate compliance, or from the risk management and internal audit frameworks failing to function appropriately, among other factors」

    The company explicitly identifies the risk of losses if its compliance, risk management and internal audit frameworks fail to function.
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Risk of Ineffective Compliance, Risk Management and Internal Audit Framework | Suruga Bank Ltd. (8358) | Komori