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Sumitomo Mitsui Financial Group (8316) · InitiativeAdvanced

Transition to an intermediate holding company structure overseeing SMBC Nikko Securities and SMBC Nikko Jefferies Securities

First written in 2026-09-29. 1 of 1 entries say "Advanced", first in 2026-09-29. Latest entry: 2026-09-29.

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  1. 2026-09-29AdvancedM&A and Subsidiary Changes

    「We had announced that, around October 2026, we would establish “SMBC Nikko Securities Holdings,” an intermediate holding company responsible for the governance of SMBC Nikko Securities and SMBC Nikko Jefferies Securities. Today, we decided to enter into an agreement dated 30 September 2026 concerning a share exchange between SMBC Nikko Securities and SMBC Nikko Securities Holdings Preparatory Company, a wholly owned subsidiary of the company, with 1 October 2026 as the effective date, and hereby notify you of this decision.」

    The policy announced on 12 May 2026 to establish an intermediate holding company progressed to a decision to enter into a share exchange agreement and the setting of 1 October 2026 as the effective date. SMBC Nikko Securities is scheduled to become a wholly owned subsidiary of the preparatory company.
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Transition to an intermediate holding company structure overseeing SMBC Nikko Securities and SMBC Nikko Jefferies Securities | Sumitomo Mitsui Financial Group,Inc. (8316) | Komori