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Share Issuance and Disposal8023DAIKO XTECH,LTD.Information and Communications, Services and Others

Notice Concerning the Disposal of Treasury Shares by Way of Third-Party Allotment in Connection with the Introduction of an Incentive Plan Utilizing an Employee Stock Ownership Plan

The Company resolved to dispose of 356,400 treasury shares by third-party allotment to The Master Trust Bank of Japan, Ltd. (Employee Stock Ownership ESOP Trust Account) in order to introduce an ESOP trust utilizing the employee stock ownership association.

Worth reading
33Immaterial
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Direction
Neutral
Direction inferred from the company’s description.
Scale
356400
Shares
Wording
Conditional
How definitive the wording is.

Details of issuance or disposal

Disposal of treasury shares by third-party allotment (Employee Stock Ownership ESOP Trust Account)

Who receives how much356,400Shares

356,400 shares of the Company's common stock (treasury shares)

The Master Trust Bank of Japan, Ltd. (employee shareholding ESOP trust account)356,400 shares

The lower thin line represents the existing number of shares to which these shares will be added.

¥1,024 per share
Total issue value

¥364,953,600

Amount of funds to be raised
Total payment amount: ¥364,953,600; estimated net proceeds: Not disclosed
発行済株式総数

2.57% of the total number of issued shares and 2.82% of the total number of voting rights

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Categories and Number of Persons Covered
Among members of the Company's employee stock ownership association, those meeting the beneficiary eligibility requirements. The number of eligible persons and breakdown of share allocations are Not disclosed
Payment date
3 September 2026
Basis for determining the amount to be paid
The closing price of the Company's shares on the Tokyo Stock Exchange on 7 August 2026, ¥1,024. No discount or premium is stated.
Procedures under the Corporate Code of Conduct
Because the dilution rate is less than 25% and the transaction does not involve a change in the controlling shareholder, obtaining an opinion from an independent third party and procedures to confirm shareholders' intentions are not required. The Audit and Supervisory Committee expressed the opinion that the basis for calculating the disposal price is reasonable and that the disposal price is not particularly favorable.
Details of issuance or disposal
ItemDetails
Type of issuance or disposalDisposal of treasury shares by third-party allotment (Employee Stock Ownership ESOP Trust Account)
Number of shares to be issued or disposed of356,400 shares of the Company's common stock (treasury shares)
Issue price and disposal price¥1,024 per share
Total issue value¥364,953,600
Amount of funds to be raisedTotal payment amount: ¥364,953,600; estimated net proceeds: Not disclosed
Payment date3 September 2026
Intended allotteeName The Master Trust Bank of Japan, Ltd. (employee shareholding ESOP trust account) / Number of Shares 356,400 shares
Dilution Rate2.57% of the total number of issued shares and 2.82% of the total number of voting rights
Total number of issued shares13,868,408 shares → Not disclosed
Basis for determining the amount to be paidThe closing price of the Company's shares on the Tokyo Stock Exchange on 7 August 2026, ¥1,024. No discount or premium is stated.
Categories and Number of Persons CoveredAmong members of the Company's employee stock ownership association, those meeting the beneficiary eligibility requirements. The number of eligible persons and breakdown of share allocations are Not disclosed
Procedures under the Corporate Code of ConductBecause the dilution rate is less than 25% and the transaction does not involve a change in the controlling shareholder, obtaining an opinion from an independent third party and procedures to confirm shareholders' intentions are not required. The Audit and Supervisory Committee expressed the opinion that the basis for calculating the disposal price is reasonable and that the disposal price is not particularly favorable.
Items this document does not state (16)
Estimated issuance expensesSpecific use of fundsIntended allottee's holding policyExercise priceExercise periodNumber of Stock Acquisition RightsTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMost recent equity financingMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The purpose is to support employees' asset building and enhance employee benefits, provide incentives for improving corporate value over the medium to long term, and increase employee engagement through employee capital participation.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Disposal of Treasury Shares by Way of Third-Party Allotment in Connection with the Introduction of an Incentive Plan Utilizing an Employee Stock Ownership Plan | DAIKO XTECH,LTD. (8023) timely disclosure | Komori