Compliance and Misconduct Risk
First written in FY2016. 20 of 21 entries say "Restated". Latest entry: FY2022-Q3.
- FY2022-Q3RestatedAnnual report
「No new business or other risks arose during the nine months ended [the current third quarter]. There have also been no material changes to the business and other risks described in the annual securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2022-Q2RestatedAnnual report
「During the cumulative second quarter of the current consolidated fiscal year, there were no newly arising business or other risks. In addition, there were no material changes to the business or other risks described in the annual securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2022-Q1RestatedAnnual report
「During the first quarter of the current consolidated fiscal year, there were no newly arising business or other risks. In addition, there were no material changes to the business or other risks described in the annual securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2021-Q3RestatedAnnual report
「No new business or other risks arose during the nine months ended 31 December. There were also no material changes to the business and other risks described in the securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2021-Q1RestatedAnnual report
「No new business or other risks arose during the three months ended 30 June. There were also no material changes to the business and other risks described in the securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2020-Q3RestatedAnnual report
「No new business or other risks arose during the nine months ended [the current third quarter]. There have also been no material changes to the business and other risks described in the annual securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2020-Q2RestatedAnnual report
「No new business or other risks arose during the first half of the current consolidated fiscal year. In addition, no material changes have occurred in the business and other risks described in the securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2020-Q1RestatedAnnual report
「No new business or other risks arose during the three months ended 30 June. There were also no material changes to the business and other risks described in the securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2019RestatedAnnual report
「Despite implementing multiple preventive measures, if the company ultimately fails to detect violations of laws or regulations or misconduct, and those violations or acts of misconduct are serious, the Group’s operating results and financial position may be affected.」
The company has reconfirmed the risks of legal and regulatory non-compliance and misconduct, and measures including monitoring by the Internal Control and Compliance Committee. - FY2019-Q3RestatedAnnual report
「No new business or other risks arose during the nine months ended 31 December. There were also no material changes to the business and other risks described in the securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2019-Q2RestatedAnnual report
「No new business or other risks arose during the six months ended 30 September. There were also no material changes to the business and other risks described in the securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2019-Q1RestatedAnnual report
「No new business or other risks arose during the three months ended 30 June. There were also no material changes to the business and other risks described in the securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2018RestatedAnnual report
「Despite implementing multiple preventive measures, if the company ultimately fails to detect violations of laws or regulations or misconduct, and those violations or acts of misconduct are serious, the Group’s financial position and operating results may be affected.」
The company has reconfirmed the risks of legal and regulatory non-compliance and misconduct, and the measures taken through the Internal Control and Compliance Committee, handbook, hotlines and other channels. - FY2018-Q3RestatedAnnual report
「No new business or other risks arose during the nine months ended 31 December. There were also no material changes to the business and other risks described in the securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2018-Q2RestatedAnnual report
「No new business or other risks arose during the six months ended 30 September. There were also no material changes to the business and other risks described in the securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2018-Q1RestatedAnnual report
「No new business or other risks arose during the first quarter of the current consolidated cumulative period. In addition, there were no material changes to the business and other risks described in the annual securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2017RestatedAnnual report
「Despite implementing multiple preventive measures, if the company ultimately fails to detect violations of laws or regulations or misconduct, and those violations or acts of misconduct are serious, the Group’s financial position and operating results may be affected.」
The company has reconfirmed the risks of legal and regulatory non-compliance and misconduct, and the measures taken through the Internal Control and Compliance Committee, handbook, hotlines and other channels. - FY2017-Q3RestatedAnnual report
「No new business or other risks arose during the nine months ended 31 December. There were also no material changes to the business and other risks described in the securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2017-Q2RestatedAnnual report
「No new business or other risks arose during the six months ended 30 September. There were also no material changes to the business and other risks described in the securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2017-Q1RestatedAnnual report
「No new business or other risks arose during the three months ended 30 June. There were also no material changes to the business and other risks described in the securities report for the previous fiscal year.」
No new occurrence or material change is reported regarding compliance and misconduct risk. - FY2016First statedAnnual report
「Despite implementing multiple preventive measures, if the company ultimately fails to detect violations of laws or regulations or misconduct, and those violations or acts of misconduct are serious, the Group’s financial position and operating results may be affected.」
An Internal Control and Compliance Committee, a compliance handbook, and internal and external hotlines are in place.