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Share Issuance and Disposal7674NATTY SWANKY holdings Co.,Ltd.Retail

Notice Concerning the Monthly Exercise Status of the Third and Fourth Stock Acquisition Rights with Exercise Price Adjustment Provisions (with Suspension Designation Provisions)

During September 2026, 180 Series 3 stock acquisition rights were exercised and 18,000 new shares were delivered. As of the end of September, 1,280 Series 3 stock acquisition rights remained unexercised, and no Series 4 stock acquisition rights were exercised.

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18000
Shares
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Details of issuance or disposal

Report on the exercise of Series 3 stock acquisition rights with an exercise price adjustment clause and a suspension designation clause

発行・処分する株式数18,000Shares

18,000 new shares

発行済株式総数

0.74% (exercise ratio subject to the exercise restriction: ①18,000 shares / ②2,447,320 shares)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
¥2,380–¥2,529 (exercise price in September 2026). Details of and floor under the adjustment clause: Not disclosed
Number of Stock Acquisition Rights
Total issued: 1,650; 180 described as 10.91% of the total issued; unexercised at the end of the month preceding the target month: 1,460; unexercised at the end of the target month: 1,280
Procedures under the Corporate Code of Conduct
Describes compliance with the exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments, etc.
Most recent equity financing
Series 3 stock acquisition rights issued on 6 July 2026. Amount: Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalReport on the exercise of Series 3 stock acquisition rights with an exercise price adjustment clause and a suspension designation clause
Number of shares to be issued or disposed of18,000 new shares
Dilution Rate0.74% (exercise ratio subject to the exercise restriction: ①18,000 shares / ②2,447,320 shares)
Total number of issued shares2,466,320 shares (as of the end of the month preceding the target month) → Not disclosed
Exercise price¥2,380–¥2,529 (exercise price in September 2026). Details of and floor under the adjustment clause: Not disclosed
Number of Stock Acquisition RightsTotal issued: 1,650; 180 described as 10.91% of the total issued; unexercised at the end of the month preceding the target month: 1,460; unexercised at the end of the target month: 1,280
Procedures under the Corporate Code of ConductDescribes compliance with the exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments, etc.
Most recent equity financingSeries 3 stock acquisition rights issued on 6 July 2026. Amount: Not disclosed
Items this document does not state (20)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allotteeIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

This is a report on the monthly exercise status; no reason for the exercises is stated.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise Status of the Third and Fourth Stock Acquisition Rights with Exercise Price Adjustment Provisions (with Suspension Designation Provisions) | NATTY SWANKY holdings Co.,Ltd. (7674) timely disclosure | Komori