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Share Issuance and Disposal7674NATTY SWANKY holdings Co.,Ltd.Retail

Notice Concerning the Monthly Exercise Status of the Third and Fourth Stock Acquisition Rights with Exercise Price Adjustment Provisions (with Suspension Designation Provisions)

From 3 August 2026 to 31 August 2026, 70 of the 3rd Stock Acquisition Rights were exercised, and 7,000 new shares were issued. The number of unexercised 3rd Stock Acquisition Rights stood at 1,460 at month-end. None of the 4th Stock Acquisition Rights were exercised.

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Details of issuance or disposal

Monthly exercise status of the 3rd and 4th Stock Acquisition Rights with exercise price adjustment provisions and suspension designation provisions

発行・処分する株式数

Number of shares issued during the relevant month: 7,000 shares (7,000 new shares; no treasury shares transferred)

発行済株式総数

0.29% (7,000 shares issued across all series / 2,447,320 listed shares outstanding at the time of payment for the issue)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
The Stock Acquisition Rights are stated to include exercise price adjustment provisions, but details of the adjustment provisions and the floor price are Not disclosed. The exercise price during the relevant month ranged from ¥2,355 to ¥2,415.
Number of Stock Acquisition Rights
3rd Stock Acquisition Rights: total issue of 1,650 warrants (70 exercised; 1,460 unexercised at month-end). 4th Stock Acquisition Rights: none exercised during the relevant month; total issue and unexercised balance are Not disclosed.
Procedures under the Corporate Code of Conduct
The disclosure describes compliance with exercise restrictions under Article 434 of the Tokyo Stock Exchange's Rules for Listing of Securities and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments and Other Matters.
Most recent equity financing
6 July 2026: issuance of the 3rd and 4th Stock Acquisition Rights (issue price and total amount are Not disclosed).
Details of issuance or disposal
ItemDetails
Type of issuance or disposalMonthly exercise status of the 3rd and 4th Stock Acquisition Rights with exercise price adjustment provisions and suspension designation provisions
Number of shares to be issued or disposed ofNumber of shares issued during the relevant month: 7,000 shares (7,000 new shares; no treasury shares transferred)
Dilution Rate0.29% (7,000 shares issued across all series / 2,447,320 listed shares outstanding at the time of payment for the issue)
Total number of issued shares2,459,320 shares (as of the end of the month preceding the relevant month) → Not disclosed
Exercise priceThe Stock Acquisition Rights are stated to include exercise price adjustment provisions, but details of the adjustment provisions and the floor price are Not disclosed. The exercise price during the relevant month ranged from ¥2,355 to ¥2,415.
Number of Stock Acquisition Rights3rd Stock Acquisition Rights: total issue of 1,650 warrants (70 exercised; 1,460 unexercised at month-end). 4th Stock Acquisition Rights: none exercised during the relevant month; total issue and unexercised balance are Not disclosed.
Procedures under the Corporate Code of ConductThe disclosure describes compliance with exercise restrictions under Article 434 of the Tokyo Stock Exchange's Rules for Listing of Securities and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments and Other Matters.
Most recent equity financing6 July 2026: issuance of the 3rd and 4th Stock Acquisition Rights (issue price and total amount are Not disclosed).
Items this document does not state (20)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allotteeIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the monthly exercise status of the 3rd and 4th Stock Acquisition Rights in August 2026.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise Status of the Third and Fourth Stock Acquisition Rights with Exercise Price Adjustment Provisions (with Suspension Designation Provisions) | NATTY SWANKY holdings Co.,Ltd. (7674) timely disclosure | Komori