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Share Issuance and Disposal7674NATTY SWANKY holdings Co.,Ltd.Retail

Notice Concerning the Monthly Exercise Status of the Third and Fourth Stock Acquisition Rights with Exercise Price Adjustment Provisions (with Suspension Designation Provisions)

From 7 July 2026 to 31 July 2026, 120 of the 3rd Series Stock Acquisition Rights were exercised, and 12,000 new shares were delivered. At the end of the month, 1,530 of the 3rd Series Stock Acquisition Rights remained unexercised. No 4th Series Stock Acquisition Rights were exercised.

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12000
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Details of issuance or disposal

Monthly exercise status following the issuance of the 3rd and 4th Series Stock Acquisition Rights with Exercise Price Adjustment Provisions and Suspension Designation Provisions

発行・処分する株式数12,000Shares

Shares delivered during the month under review: 12,000 new shares. Treasury shares transferred: not disclosed.

発行済株式総数

Exercise ratio subject to exercise restrictions: 0.49% (12,000 shares delivered across all series / 2,447,320 listed shares outstanding as of the payment date for the issuance)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
Exercise prices during the month under review: ¥2,652, ¥2,633, ¥2,598, ¥2,563, ¥2,559, ¥2,572, ¥2,576, ¥2,581, ¥2,586 and ¥2,585. Floor under the adjustment provisions: Not disclosed.
Number of Stock Acquisition Rights
3rd Series: total issued, 1,650; exercised during the month under review, 120; unexercised at month-end, 1,530. 4th Series: no exercise during the month. Total issued and unexercised balance: Not disclosed.
Payment date
6 July 2026 (issue date)
Procedures under the Corporate Code of Conduct
The disclosure describes compliance with exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning Handling of Third-Party Allotments and Other Matters.
Most recent equity financing
6 July 2026: Issuance of the 3rd and 4th Series Stock Acquisition Rights. Amount: Not disclosed.
Details of issuance or disposal
ItemDetails
Type of issuance or disposalMonthly exercise status following the issuance of the 3rd and 4th Series Stock Acquisition Rights with Exercise Price Adjustment Provisions and Suspension Designation Provisions
Number of shares to be issued or disposed ofShares delivered during the month under review: 12,000 new shares. Treasury shares transferred: not disclosed.
Payment date6 July 2026 (issue date)
Dilution RateExercise ratio subject to exercise restrictions: 0.49% (12,000 shares delivered across all series / 2,447,320 listed shares outstanding as of the payment date for the issuance)
Total number of issued shares2,447,320 shares (as of the end of the month preceding the month under review) → Not disclosed
Exercise priceExercise prices during the month under review: ¥2,652, ¥2,633, ¥2,598, ¥2,563, ¥2,559, ¥2,572, ¥2,576, ¥2,581, ¥2,586 and ¥2,585. Floor under the adjustment provisions: Not disclosed.
Number of Stock Acquisition Rights3rd Series: total issued, 1,650; exercised during the month under review, 120; unexercised at month-end, 1,530. 4th Series: no exercise during the month. Total issued and unexercised balance: Not disclosed.
Procedures under the Corporate Code of ConductThe disclosure describes compliance with exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning Handling of Third-Party Allotments and Other Matters.
Most recent equity financing6 July 2026: Issuance of the 3rd and 4th Series Stock Acquisition Rights. Amount: Not disclosed.
Items this document does not state (19)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsIntended allotteeIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

No reason given by the company.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise Status of the Third and Fourth Stock Acquisition Rights with Exercise Price Adjustment Provisions (with Suspension Designation Provisions) | NATTY SWANKY holdings Co.,Ltd. (7674) timely disclosure | Komori