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Share Issuance and Disposal7674NATTY SWANKY holdings Co.,Ltd.Retail

Notice Regarding Completion of Payment for the Issuance of the 3rd and 4th Series Stock Acquisition Rights with Exercise Price Adjustment Clauses through a Third-Party Allotment (with Suspension Designation Clauses)

For the issuance of the Third and Fourth Series Stock Acquisition Rights by third-party allotment, payment of the issue price was received from the allottee, completing the issuance procedures. The stock acquisition rights include provisions for adjustment of the exercise price in accordance with the share price and are linked to a total of 244,000 underlying shares.

Worth reading
65In focus
Scored from 3 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
244000
Shares (potential shares)
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Issuance of the Third and Fourth Series of Stock Acquisition Rights with Exercise Price Adjustment Clauses through a Third-Party Allotment (with Suspension Designation Clauses)

Who receives how much

Third Series Stock Acquisition Rights: 165,000 shares; Fourth Series Stock Acquisition Rights: 79,000 shares (underlying shares; 244,000 shares in total)

Mizuho Securities Co., Ltd.: 2,440 Third and Fourth Series Stock Acquisition Rights in total (244,000 shares)

The lower thin line represents the existing number of shares to which these shares will be added.

¥754 per Third Series stock acquisition right and ¥84 per Fourth Series stock acquisition right
Total issue value

¥1,310,460

Amount of funds to be raised
¥663,790,460 (estimated net proceeds). The total subscription payment amount is Not disclosed
Terms of the stock acquisition rights
Exercise price
The initial exercise price is ¥2,510 for the Third Series Stock Acquisition Rights and ¥3,270 for the Fourth Series Stock Acquisition Rights. From 7 July 2026 onward, the exercise price will be adjusted to 92% of the closing price on the trading day immediately preceding each adjustment date. The floors are ¥1,910 for the Third Series and ¥3,270 for the Fourth Series.
Number of Stock Acquisition Rights
Total issued: 2,440 stock acquisition rights (1,650 Third Series and 790 Fourth Series). The number of outstanding unexercised rights is Not disclosed
Offering structure
Underwriter / lead underwriter
Mizuho Securities Co., Ltd.
Intended allottee's holding policy
The stock acquisition rights may not be transferred to any third party other than the Company without the approval of the Company's Board of Directors
Payment date
6 July 2026
Details of issuance or disposal
ItemDetails
Type of issuance or disposalIssuance of the Third and Fourth Series of Stock Acquisition Rights with Exercise Price Adjustment Clauses through a Third-Party Allotment (with Suspension Designation Clauses)
Number of shares to be issued or disposed ofThird Series Stock Acquisition Rights: 165,000 shares; Fourth Series Stock Acquisition Rights: 79,000 shares (underlying shares; 244,000 shares in total)
Issue price and disposal price¥754 per Third Series stock acquisition right and ¥84 per Fourth Series stock acquisition right
Total issue value¥1,310,460
Amount of funds to be raised¥663,790,460 (estimated net proceeds). The total subscription payment amount is Not disclosed
Payment date6 July 2026
Intended allotteeMizuho Securities Co., Ltd.: 2,440 Third and Fourth Series Stock Acquisition Rights in total (244,000 shares)
Intended allottee's holding policyThe stock acquisition rights may not be transferred to any third party other than the Company without the approval of the Company's Board of Directors
Exercise priceThe initial exercise price is ¥2,510 for the Third Series Stock Acquisition Rights and ¥3,270 for the Fourth Series Stock Acquisition Rights. From 7 July 2026 onward, the exercise price will be adjusted to 92% of the closing price on the trading day immediately preceding each adjustment date. The floors are ¥1,910 for the Third Series and ¥3,270 for the Fourth Series.
Number of Stock Acquisition RightsTotal issued: 2,440 stock acquisition rights (1,650 Third Series and 790 Fourth Series). The number of outstanding unexercised rights is Not disclosed
Underwriter / lead underwriterMizuho Securities Co., Ltd.
Items this document does not state (17)
Estimated issuance expensesSpecific use of fundsDilution RateTotal number of issued sharesBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMost recent equity financingMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

Payment of the total issue price for the stock acquisition rights issued pursuant to the resolution of the Board of Directors dated 19 June 2026 has been completed.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding Completion of Payment for the Issuance of the 3rd and 4th Series Stock Acquisition Rights with Exercise Price Adjustment Clauses through a Third-Party Allotment (with Suspension Designation Clauses) | NATTY SWANKY holdings Co.,Ltd. (7674) timely disclosure | Komori