Registration Revocation and Other Risks for Financial Instruments Intermediaries and Insurance Agencies
First written in FY2021. 3 of 4 entries say "Restated". Latest entry: FY2026.
The whole theme swung hardest in 2025: 2 of 10 companies on the "Worse" side.
24 other companies' latest entry also says "Restated".
- FY2026RestatedAnnual report
「The Group is working to strengthen its internal control systems and establish a compliance framework, and no facts giving grounds for cancellation of registration or refusal of renewal have occurred in the past, including the present.」
The Group continues to disclose the risks of registration cancellation and administrative sanctions, while stating that no grounds for registration cancellation or refusal of renewal arose during the current fiscal year. - FY2025RestatedAnnual report
「The Group is working to strengthen its internal control systems and establish a compliance framework, and no facts giving grounds for cancellation of registration or refusal of renewal have occurred in the past, including the present.」
The Group continues to disclose the risks of registration cancellation and administrative sanctions, while stating that no grounds for registration cancellation or refusal of renewal arose during the current fiscal year. - FY2023RestatedAnnual report
「The Group is working to strengthen its internal control systems and establish a compliance framework, and no facts giving grounds for cancellation of registration or refusal of renewal have occurred in the past, including the present.」
The Group continues to disclose the risks of registration cancellation and administrative sanctions, while stating that no such event occurred during the current fiscal year. - FY2021First statedAnnual report
「The Group is working to strengthen its internal control systems and establish a compliance framework, and no facts giving grounds for cancellation of registration or refusal of renewal have occurred in the past, including the present. However, if the Group violates these laws and regulations in the future and its registration is cancelled or an administrative sanction is imposed, this may have a material effect on the Group's business activities and operating results.」
The Group discloses the possibility of registration cancellation or administrative sanctions due to violations of laws and regulations. No such event has occurred as of the present time.