Strengthening the framework with compliance as the highest priority
First written in FY2021-Q3. 2 of 4 entries say "Restated". Latest entry: FY2026.
The whole theme swung hardest in 2017: 1 of 8 companies on the "Worse" side.
0 other companies' latest entry also says "Other".
- FY2026AML risk explicitly identified as a top riskAnnual report
「AML (anti-money laundering) violation occurs」
While maintaining its longstanding policy of treating compliance as its top priority, the Group explicitly identifies deficiencies in its framework for preventing financial crime, including money laundering, as one of its top risks. - FY2022RestatedAnnual report
「The Group positions compliance as one of its top management priorities and works to strengthen its compliance framework. However, inadequate compliance with laws and regulations or social norms, or the filing of lawsuits or other legal actions arising from such non-compliance, could materially affect the Group's reputation and adversely affect its operating performance and share price.」
The Group treats compliance as its top priority and continues to maintain frameworks for customer protection, excluding antisocial forces, anti-money-laundering measures, conflicts-of-interest management, and whistleblowing. - FY2021RestatedAnnual report
「The Group positions thorough compliance as one of its top management priorities and is establishing an organizational framework to ensure compliance across the Group, including a Group Compliance Committee and a department with centralized oversight of Group compliance.」
The Group maintains its policy of treating compliance as its top priority and has established group-wide frameworks for customer protection, excluding antisocial forces, anti-money-laundering measures, and whistleblowing. - FY2021-Q3First statedAnnual report
「The Group positions compliance as one of its top management priorities and works to strengthen its compliance framework. However, inadequate compliance with laws and regulations, or the filing of lawsuits or other legal actions arising from such non-compliance, could materially affect the Group's reputation.」
In addition to compliance with laws and regulations, the Group places importance on systems for preventing financial crime, including money laundering and the financing of terrorism.