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Other Disclosures7172Japan Investment Adviser Co.,Ltd.Financials (excluding banks)

JIA証券: Notice Regarding the Establishment of an Underwriting Operations Framework for Participation in Underwriting Syndicates

JIA証券, a wholly owned subsidiary, has established an internal management framework, including internal rules and screening procedures, to underwrite securities as a member of syndicates. Going forward, it will work with lead managing securities companies and others on underwriting operations.

Worth reading
51Recurring
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Direction
Improvement
Direction inferred from the company’s description.
Scale
—
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Wording
Definitive
How definitive the wording is.

Announced details

Underwriting of securities
Applicable field (uses covered by this announcement)

Fundraising support for high-quality mid-sized and small and medium-sized companies seeking IPOs, and underwriting of securities

Launch dateJIA証券 will engage in underwriting operations as a member of syndicates going forward (specific start date Not disclosed)
What the company reported numerically
Usage history

The disclosure states that it has built up a track record in IPO consulting services (number of engagements Not disclosed)

Relationship between the counterparty and the company
Japan Investment Adviser Co.,Ltd.7172
Relationship with the Company

JIA証券株式会社 is a wholly owned subsidiary of the Company

Registration number and expiry date

Financial Instruments Business Operator, Kanto Local Finance Bureau Director (Kinsho) No. 2444. Expiration date Not disclosed

Location (as indicated in this announcement)

〒104-0033 1-21-2 Shinkawa, Chuo-ku, Tokyo

In this announcement the company addresses none of Contract Value / Offering price / Impact on Business Performance.

Announced details
ItemDetails
Names of Products / Services CoveredUnderwriting of securities
Relationship with the CompanyJIA証券株式会社 is a wholly owned subsidiary of the Company
Launch dateJIA証券 will engage in underwriting operations as a member of syndicates going forward (specific start date Not disclosed)
Applicable areaFundraising support for high-quality mid-sized and small and medium-sized companies seeking IPOs, and underwriting of securities
Registration number and expiry dateFinancial Instruments Business Operator, Kanto Local Finance Bureau Director (Kinsho) No. 2444. Expiration date Not disclosed
Location〒104-0033 1-21-2 Shinkawa, Chuo-ku, Tokyo
Usage historyThe disclosure states that it has built up a track record in IPO consulting services (number of engagements Not disclosed)
Items this document does not state (11)
CounterpartyCounterparty overviewContract ValueOffering priceContract DateAward/certification nameAwarding / certifying bodyLocation scaleQuantitative EffectsImpact on Business PerformanceSource

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To provide stronger support, as the JIA Group, for fundraising by growth companies and the creation of diverse investment opportunities.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
JIA証券: Notice Regarding the Establishment of an Underwriting Operations Framework for Participation in Underwriting Syndicates | Japan Investment Adviser Co.,Ltd. (7172) timely disclosure | Komori