Risk Relating to Financial Business Registration and Maintenance of the Regulatory Capital Ratio
First written in FY2016. 3 of 4 entries say "Restated". Latest entry: FY2024.
The whole theme swung hardest in 2020: 1 of 7 companies on the "Worse" side.
8 other companies' latest entry also says "Restated".
- FY2024RestatedAnnual report
「株式会社ＦＰＧ証券, a consolidated subsidiary, is required as a Type I financial instruments business operator to maintain a capital adequacy ratio of at least 120% under the Financial Instruments and Exchange Act.」
The Company continues to disclose regulatory risks relating to FPG Securities' registrations, licences and permits and its obligation to maintain a capital adequacy ratio of at least 120%. - FY2018RestatedAnnual report
「株式会社ＦＰＧ証券, a consolidated subsidiary, is required as a Type I financial instruments business operator to maintain a capital adequacy ratio of at least 120% under the Financial Instruments and Exchange Act.」
The Company continues to disclose regulatory risks relating to FPG Securities' registrations, licences and permits and its obligation to maintain a capital adequacy ratio of at least 120%. - FY2017RestatedAnnual report
「株式会社ＦＰＧ証券, a consolidated subsidiary, is required as a Type I financial instruments business operator to maintain a capital adequacy ratio of at least 120% under the Financial Instruments and Exchange Act.」
The Company continues to disclose regulatory risks relating to FPG Securities' registrations, licences and permits and its obligation to maintain a capital adequacy ratio of at least 120%. - FY2016First statedAnnual report
「株式会社ＦＰＧ証券, a consolidated subsidiary, is required as a Type I financial instruments business operator to maintain a capital adequacy ratio of at least 120% under the Financial Instruments and Exchange Act.」
The Company disclosed regulatory risks, including the cancellation of registrations, licences and permits and suspension of business, as well as FPG Securities' obligation to maintain a capital adequacy ratio of at least 120%.