Compliance Violations
First written in FY2019. 3 of 6 entries say "Restated". Latest entry: FY2026.
15 other companies' latest entry also says "Mitigated".
- FY2026MitigatedAnnual report
「To address the above risk, the Group has established a compliance framework that includes an internal whistleblower system and provides training and other measures to instill a compliance-first mindset. It also monitors compliance through the Board of Directors, the Risk Management Committee and other bodies and makes improvements as appropriate.」
The response to the risk of compliance violations was clarified to include efforts to instill a compliance-first mindset and monitoring by the Board of Directors. - FY2021MitigatedAnnual report
「To address the above risk, the Group has established a compliance framework that includes an internal whistleblower system and provides compliance training and other measures. It also monitors compliance through the Risk Management Committee and other bodies and makes improvements as appropriate.」
The response measures for the risk of compliance violations were described as including an internal whistleblower system, training and monitoring by the Risk Management Committee. - FY2020-Q3RestatedAnnual report
「During the first nine months of the current consolidated fiscal year, there were no new business or other risks, and no significant changes to the business and other risks described in the securities report for the previous fiscal year.」
The Group states that there have been no material changes regarding the risk of compliance violations. - FY2020-Q2RestatedAnnual report
「During the first six months of the current consolidated fiscal year, there were no new business or other risks, and no significant changes to the business and other risks described in the securities report for the previous fiscal year.」
The Group states that there have been no material changes regarding the risk of compliance violations. - FY2020-Q1RestatedAnnual report
「During the first quarter of the current consolidated fiscal year, there were no new business or other risks, and no significant changes to the business and other risks described in the securities report for the previous fiscal year.」
The Group states that there have been no material changes regarding the risk of compliance violations. - FY2019First statedAnnual report
「The Group has established a compliance framework and provides training and other measures to prevent compliance violations. However, if a violation were to occur, the Group could face liability for damages and disruptions to its operations, which could affect its business performance and financial condition.」
The risk of liability for damages and operational disruptions in the event of a violation was disclosed separately from existing compliance initiatives.