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Share Issuance and Disposal6856HORIBA,Ltd.Electrical Equipment and Precision Instruments

Notice Regarding the Disposal of Treasury Shares as a Post-Grant Restricted Stock Unit (RSU) Award Plan

The company resolved to deliver 7,356 treasury shares to 7 corporate officers under the RSU scheme for directors and executive officers.

Worth reading
44Recurring
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Direction
Neutral
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Scale
7356
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Disposal of treasury shares as a post-delivery Restricted Stock Unit (RSU) grant scheme

Who receives how much7,356Shares

7,356 treasury shares

Corporate officers of the Company5 / 5,965 shares
Corporate officers (executive officers) of the Company's domestic subsidiaries2 / 1,391 shares

The height of each bar represents the proportion of shares received by each allottee. The thin line below represents the number of existing shares to which these shares are added.

¥21,380 per share
Total issue value

¥157,271,280

Total Stock-Based Compensation
¥157,271,280 (total disposal value)
Conditions on transfer restrictions

Restricted stock is stock awarded as compensation that cannot be sold during a specified period, with the restrictions lifted once the applicable conditions are met.

Transfer restriction period
A 3-year service period
Conditions for lifting transfer restrictions
The participant must hold a position as a director or corporate officer (executive officer) of the Company Group throughout the service period. In the event of retirement for a valid reason, the shares will be delivered in proportion to the participant's period of service. The participant will forfeit the rights in the event of certain misconduct or retirement for certain reasons.
Categories and Number of Persons Covered
5 corporate officers (executive officers) of the Company, 5,965 shares; 2 corporate officers (executive officers) of the Company's domestic subsidiaries, 1,391 shares
Payment date
15 June 2026
Basis for determining the amount to be paid
The closing price of the Company's common shares on the Tokyo Stock Exchange on 16 April 2026, the business day preceding the date of the Board of Directors' resolution, was ¥21,380. No discount or premium rate is stated.
Details of issuance or disposal
ItemDetails
Type of issuance or disposalDisposal of treasury shares as a post-delivery Restricted Stock Unit (RSU) grant scheme
Number of shares to be issued or disposed of7,356 treasury shares
Issue price and disposal price¥21,380 per share
Total issue value¥157,271,280
Payment date15 June 2026
Intended allotteeCategory Corporate officers of the Company / Number of Employees 5 / Number of Shares 5,965 shares, Category Corporate officers (executive officers) of the Company's domestic subsidiaries / Number of Employees 2 / Number of Shares 1,391 shares
Basis for determining the amount to be paidThe closing price of the Company's common shares on the Tokyo Stock Exchange on 16 April 2026, the business day preceding the date of the Board of Directors' resolution, was ¥21,380. No discount or premium rate is stated.
Transfer restriction periodA 3-year service period
Conditions for lifting transfer restrictionsThe participant must hold a position as a director or corporate officer (executive officer) of the Company Group throughout the service period. In the event of retirement for a valid reason, the shares will be delivered in proportion to the participant's period of service. The participant will forfeit the rights in the event of certain misconduct or retirement for certain reasons.
Categories and Number of Persons Covered5 corporate officers (executive officers) of the Company, 5,965 shares; 2 corporate officers (executive officers) of the Company's domestic subsidiaries, 1,391 shares
Total Stock-Based Compensation¥157,271,280 (total disposal value)
Items this document does not state (17)
Amount of funds to be raisedEstimated issuance expensesSpecific use of fundsIntended allottee's holding policyDilution RateTotal number of issued sharesExercise priceExercise periodNumber of Stock Acquisition RightsReason for acquisition without considerationUnderwriter / lead underwriterOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMost recent equity financingMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To provide an incentive for the sustained enhancement of the Company Group's corporate value over the medium to long term and to promote value sharing with shareholders.

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Notice Regarding the Disposal of Treasury Shares as a Post-Grant Restricted Stock Unit (RSU) Award Plan | HORIBA,Ltd. (6856) timely disclosure | Komori