Komori
Nec (6701) · RiskMitigated

Elimination of the Risk of Trading Restrictions on Common Stock in the United States

First written in FY2021-Q3. 1 of 1 entries say "Mitigated", first in FY2021-Q3. Latest entry: FY2021-Q3.

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Same theme, other companies
Trading restrictions caused by incomplete registration of U.S. common stockA theme 1 companies write about · 0 as a headwind · 1 as a tailwind

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  1. FY2021-Q3MitigatedAnnual report

    「With the registration becoming effective, the restrictions imposed under an order pursuant to Section 12(j) of the U.S. Securities Exchange Act of 1934 on the execution of trades and other transactions in the Company’s common shares ceased to apply. As a result, the risk described in the previous fiscal year’s annual securities report under “Part I. Corporate Information, Section 2. Business Overview, 2. Business and Other Risks, (5) Other Risks, ④ Sale of the Company’s Common Shares in the United States” was eliminated.」

    The Form 20-F registration became effective on 29 June 2020, removing the restrictions on the execution of trades and other transactions in the Company’s common shares in the United States. The elimination of the risk was therefore disclosed.
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Nec's next results are scheduled for 2026-10-28. Read the earnings preview
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