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Share Issuance and Disposal6699DIAMOND ELECTRIC HOLDINGS Co.,Ltd.Electrical Equipment and Precision Instruments

Notice Concerning the Monthly Exercise Status of the Eighth Series of Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Clause)

In September 2026, 600 Series 8 Stock Acquisition Rights were exercised, and 60,000 new shares were issued. As of month-end, 43,600 Stock Acquisition Rights remained unexercised.

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Details of issuance or disposal

Monthly exercise status of the Eighth Series of Stock Acquisition Rights issued through a third-party allotment (with exercise price adjustment terms)

Who receives how much

Shares delivered during the month: 60,000 shares (60,000 new shares and 0 treasury shares transferred)

EVO FUND (the allottee at the time of issuance on 12 December 2025)

The lower thin line represents the existing number of shares to which these shares will be added.

発行済株式総数

0.6% (exercise ratio subject to the exercise limit: 60,000 shares delivered during the month / 9,252,901 listed shares as of the payment date for the issuance)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
Exercise price during the month: ¥493–¥527. The exercise price is subject to an adjustment provision, but the adjustment floor is Not disclosed.
Number of Stock Acquisition Rights
Total issued: 85,000 rights; exercised during the month: 600 rights; unexercised at the end of the preceding month: 44,200 rights; unexercised at month-end: 43,600 rights
Procedures under the Corporate Code of Conduct
The disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing
12 December 2025: Issuance of 85,000 Series 8 Stock Acquisition Rights with an exercise price adjustment provision, allocated to EVO FUND. Amount: Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalMonthly exercise status of the Eighth Series of Stock Acquisition Rights issued through a third-party allotment (with exercise price adjustment terms)
Number of shares to be issued or disposed ofShares delivered during the month: 60,000 shares (60,000 new shares and 0 treasury shares transferred)
Intended allotteeEVO FUND (the allottee at the time of issuance on 12 December 2025)
Dilution Rate0.6% (exercise ratio subject to the exercise limit: 60,000 shares delivered during the month / 9,252,901 listed shares as of the payment date for the issuance)
Total number of issued sharesAs of the end of the preceding month: 13,332,901 issued shares → Not disclosed
Exercise priceExercise price during the month: ¥493–¥527. The exercise price is subject to an adjustment provision, but the adjustment floor is Not disclosed.
Number of Stock Acquisition RightsTotal issued: 85,000 rights; exercised during the month: 600 rights; unexercised at the end of the preceding month: 44,200 rights; unexercised at month-end: 43,600 rights
Procedures under the Corporate Code of ConductThe disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing12 December 2025: Issuance of 85,000 Series 8 Stock Acquisition Rights with an exercise price adjustment provision, allocated to EVO FUND. Amount: Not disclosed
Items this document does not state (19)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the monthly exercise status in September 2026 of the Series 8 Stock Acquisition Rights issued on 12 December 2025.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
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Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise Status of the Eighth Series of Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Clause) | DIAMOND ELECTRIC HOLDINGS Co.,Ltd. (6699) timely disclosure | Komori