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Share Issuance and Disposal6699DIAMOND ELECTRIC HOLDINGS Co.,Ltd.Electrical Equipment and Precision Instruments

Notice Concerning the Monthly Exercise Status of the Eighth Series of Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Clause)

In April 2026, 3,290 Series 8 stock acquisition rights were exercised, and 329,000 new shares were delivered. The balance of unexercised rights at month-end was 57,400.

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Details of issuance or disposal

Monthly exercise status of the Series 8 stock acquisition rights issued through a third-party allotment (with exercise price adjustment clause)

Who receives how much

Number of shares delivered during the month: 329,000 shares (329,000 new shares and 0 treasury shares transferred)

EVO FUND (the allottee of the previously issued Series 8 stock acquisition rights)

The lower thin line represents the existing number of shares to which these shares will be added.

発行済株式総数

Exercise ratio for the month: 3.9%; exercise ratio subject to the exercise restriction: 3.6%

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
The exercise price during the month ranged from ¥542 to ¥612. Details of the exercise price adjustment clause and the lower limit of the adjustment: Not disclosed
Number of Stock Acquisition Rights
Total number issued: 85,000; unexercised rights as of the end of the month preceding the month under review: 60,690; unexercised rights as of month-end: 57,400
Procedures under the Corporate Code of Conduct
The disclosure describes compliance with the exercise restriction under Article 434 of the Listing Regulations. The number of shares delivered across all series was 329,000, the number of listed shares as of the payment date for the issuance was 9,252,901, and the exercise ratio subject to the exercise restriction was 3.6%.
Most recent equity financing
Timing 12 December 2025 / Type Series 8 stock acquisition rights issued through a third-party allotment (with exercise price adjustment clause) / Amount Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalMonthly exercise status of the Series 8 stock acquisition rights issued through a third-party allotment (with exercise price adjustment clause)
Number of shares to be issued or disposed ofNumber of shares delivered during the month: 329,000 shares (329,000 new shares and 0 treasury shares transferred)
Intended allotteeEVO FUND (the allottee of the previously issued Series 8 stock acquisition rights)
Dilution RateExercise ratio for the month: 3.9%; exercise ratio subject to the exercise restriction: 3.6%
Total number of issued shares11,683,901 shares (as of the end of the month preceding the month under review) → Not disclosed
Exercise priceThe exercise price during the month ranged from ¥542 to ¥612. Details of the exercise price adjustment clause and the lower limit of the adjustment: Not disclosed
Number of Stock Acquisition RightsTotal number issued: 85,000; unexercised rights as of the end of the month preceding the month under review: 60,690; unexercised rights as of month-end: 57,400
Procedures under the Corporate Code of ConductThe disclosure describes compliance with the exercise restriction under Article 434 of the Listing Regulations. The number of shares delivered across all series was 329,000, the number of listed shares as of the payment date for the issuance was 9,252,901, and the exercise ratio subject to the exercise restriction was 3.6%.
Most recent equity financingTiming 12 December 2025 / Type Series 8 stock acquisition rights issued through a third-party allotment (with exercise price adjustment clause) / Amount Not disclosed
Items this document does not state (19)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the monthly exercise status in April 2026 of the Series 8 stock acquisition rights issued on 12 December 2025.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise Status of the Eighth Series of Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Clause) | DIAMOND ELECTRIC HOLDINGS Co.,Ltd. (6699) timely disclosure | Komori