Legal Risks Relating to Past Unregistered Offerings of Stock Acquisition Rights
First written in FY2016. 1 of 2 entries say "Materialised", first in FY2016. Latest entry: FY2017.
No other company in this theme has enough history to compare yet.
- FY2017RestatedAnnual report
「As of the filing date of this document, the company has not received an order to pay an administrative monetary penalty in connection with this matter. However, if the company were to receive any such disposition, it could affect the business and performance of the company group.」
The company continues to disclose that it has not received an order to pay an administrative monetary penalty in connection with past unregistered offerings of stock acquisition rights and other matters, while also disclosing the possibility of such a disposition in the future. - FY2016MaterialisedAnnual report
「It has now become clear that, when stock acquisition rights are allocated to external collaborators, regardless of their position, the allocation is deemed to be to parties other than employees and similar persons. Accordingly, it has become clear that a securities registration statement must be filed in connection with the issuance of the relevant stock acquisition rights.」
The company is disclosing for the first time, as a legal risk, a case in which it became clear that a securities registration statement was required for the issuance of stock acquisition rights to external collaborators.