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Share Issuance and Disposal6380ORIENTAL CHAIN MFG. CO.,LTD.Machinery

Notice Regarding Approval of the Partial Transfer of the First Series of Stock Acquisition Rights

The company approved the holder of the 4,500 already-issued First Series Stock Acquisition Rights (450,000 underlying shares) changing from 株式会社Ucapi to KAY LEO BROTHERS LIMITED. The exercise conditions and issuance terms of the stock acquisition rights, as well as the company's total number of issued shares and underlying shares, will not change.

Worth reading
42Recurring
Scored from 4 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
450000
Underlying shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Partial transfer of the First Series Stock Acquisition Rights

Who receives how much

Equivalent to 450,000 shares (4,500 stock acquisition rights)

KAY LEO BROTHERS LIMITED: 4,500 stock acquisition rights (equivalent to 450,000 shares)

The lower thin line represents the existing number of shares to which these shares will be added.

発行済株式総数

No change resulting from this transfer

Terms of the stock acquisition rights
Exercise price
Initial exercise price of ¥2,295 per share; fixed exercise price, with no adjustment to the exercise price
Exercise period
From 16 December 2025 to 15 December 2027
Number of Stock Acquisition Rights
Total issuance of 21,000 stock acquisition rights; 15,375 unexercised rights as of 16 October 2026 (15,375 rights also after this transfer)
Intended allottee's holding policy
Confirmed the holding and exercise policies after the additional acquisition. At the time of issuance, the company confirmed its policy of holding certain shares acquired through exercise over the medium to long term.
Procedures under the Corporate Code of Conduct
Board approval. Before the transfer, the company commissioned a third-party investigative organization to examine KAY LEO's relationship with antisocial forces and other groups, and received a report confirming that no facts indicating such a relationship had been identified.
Most recent equity financing
Timing 15 December 2025 / Type Issuance of the First Series Stock Acquisition Rights through a third-party allotment / Amount Financing amount: ¥4,851,630,000
Impact on Business Performance
This transfer will have no impact on the company's results.
Details of issuance or disposal
ItemDetails
Type of issuance or disposalPartial transfer of the First Series Stock Acquisition Rights
Number of shares to be issued or disposed ofEquivalent to 450,000 shares (4,500 stock acquisition rights)
Intended allotteeKAY LEO BROTHERS LIMITED: 4,500 stock acquisition rights (equivalent to 450,000 shares)
Intended allottee's holding policyConfirmed the holding and exercise policies after the additional acquisition. At the time of issuance, the company confirmed its policy of holding certain shares acquired through exercise over the medium to long term.
Total number of issued sharesNo change resulting from this transfer
Exercise priceInitial exercise price of ¥2,295 per share; fixed exercise price, with no adjustment to the exercise price
Exercise periodFrom 16 December 2025 to 15 December 2027
Number of Stock Acquisition RightsTotal issuance of 21,000 stock acquisition rights; 15,375 unexercised rights as of 16 October 2026 (15,375 rights also after this transfer)
Procedures under the Corporate Code of ConductBoard approval. Before the transfer, the company commissioned a third-party investigative organization to examine KAY LEO's relationship with antisocial forces and other groups, and received a report confirming that no facts indicating such a relationship had been identified.
Most recent equity financingTiming 15 December 2025 / Type Issuance of the First Series Stock Acquisition Rights through a third-party allotment / Amount Financing amount: ¥4,851,630,000
Impact on Business PerformanceThis transfer will have no impact on the company's results.
Items this document does not state (17)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateDilution RateBasis for determining the amount to be paidTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offering

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To secure exercise opportunities for multiple stock acquisition rights holders and diversify their policies for holding and selling shares after exercise, thereby pursuing stable and flexible financing while taking market conditions into consideration. This resulted from the alignment of the intentions of Ucapi and KAY LEO.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding Approval of the Partial Transfer of the First Series of Stock Acquisition Rights | ORIENTAL CHAIN MFG. CO.,LTD. (6380) timely disclosure | Komori