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Occurring Fact6072ERTH Group Co.,Ltd.Information and Communications, Services and Others

Notice Regarding Changes in Major Shareholders and the Largest Shareholder among the Major Shareholders, and 株式会社Kaihou's Intention to Exercise the Eighth Series of Stock Acquisition Rights

KAIHOU SINGAPORE PTE. LTD. lent 4,800,000 common shares of the Company that it held to 株式会社Kaihou. As a result, 株式会社Kaihou became the largest shareholder among the major shareholders, and KAIHOU SINGAPORE PTE. LTD. no longer qualified as such. 株式会社Kaihou has also indicated its intention to exercise some of the Eighth Series of Stock Acquisition Rights allotted to it itself, transfer the remainder to third parties, and have all of the rights exercised.

Worth reading
32Immaterial
0–100. This measures how worthwhile something is to read, not how good or bad the company is.
Direction
Neutral
Direction inferred from the company’s description.
Scale
4800000
Shares (number of shares transferred through securities lending)
Wording
Avoiding a definitive answer
How definitive the wording is.

Change in the Major Shareholder and Largest Shareholder among the Major Shareholders

Subject Entity

KAIHOU SINGAPORE PTE. LTD., 株式会社Kaihou

Target Locations / Products

4,800,000 common shares of the Company, 6,992,800 Eighth Series of Stock Acquisition Rights

Occurrence12 November 2026
This disclosure11/12/2026
Cause

As KAIHOU SINGAPORE PTE. LTD. did not have sufficient funds to exercise all of the Eighth Series of Stock Acquisition Rights allotted through the gratis allotment of these stock acquisition rights, it entered into a stock lending agreement with 株式会社Kaihou and carried out the stock lending on 12 November 2026.

Change in voting rights ownership ratio

KAIHOU SINGAPORE PTE. LTD.21.42%→21.42%(0.00pt)

The voting rights ownership percentage is the proportion of the voting rights exercisable at a shareholders' meeting held by the shareholder.

Voting rights ownership percentage before the change

KAIHOU SINGAPORE PTE. LTD.: 48,000 rights (4,800,000 shares), 21.42%, No. 1 (as of 30 September 2026). 株式会社Kaihou: 21,928 rights (2,192,800 shares), 9.79%, No. 2 (as of 30 September 2026).

Voting rights ownership percentage after the change

KAIHOU SINGAPORE PTE. LTD.: — (as of 12 November 2026). 株式会社Kaihou: 48,000 rights (4,800,000 shares), 21.42%, No. 1 (as of 12 November 2026).

Impact on Earnings Forecast

This change has no impact on the Company's earnings.

Outlook

株式会社Kaihou plans to return the 4,800,000 shares borrowed from KAIHOU SINGAPORE PTE. LTD. on 26 January 2027. Upon their return, KAIHOU SINGAPORE PTE. LTD. is expected to again become a major shareholder and the largest shareholder among the major shareholders, while 株式会社Kaihou is expected to no longer qualify as such. This is subject to the exercise status of the Eighth Series of Stock Acquisition Rights and other factors. With respect to the 6,992,800 Eighth Series of Stock Acquisition Rights, 株式会社Kaihou intends to exercise some itself and transfer the remainder free of charge to individuals or corporations wishing to exercise them with their own funds, so that all of the rights are exercised, including those exercised by the transferees.

Planned follow-up disclosure

If a change in the major shareholders and the largest shareholder among the major shareholders actually occurs, the Company plans to disclose it promptly.

Event that occurred
ItemDetails
Event nameChange in the Major Shareholder and Largest Shareholder among the Major Shareholders
Date of occurrence12 November 2026
Subject EntityKAIHOU SINGAPORE PTE. LTD., 株式会社Kaihou
Target Locations / Products4,800,000 common shares of the Company, 6,992,800 Eighth Series of Stock Acquisition Rights
CauseAs KAIHOU SINGAPORE PTE. LTD. did not have sufficient funds to exercise all of the Eighth Series of Stock Acquisition Rights allotted through the gratis allotment of these stock acquisition rights, it entered into a stock lending agreement with 株式会社Kaihou and carried out the stock lending on 12 November 2026.
Impact on Earnings ForecastThis change has no impact on the Company's earnings.
Voting rights ownership percentage before the changeKAIHOU SINGAPORE PTE. LTD.: 48,000 rights (4,800,000 shares), 21.42%, No. 1 (as of 30 September 2026). 株式会社Kaihou: 21,928 rights (2,192,800 shares), 9.79%, No. 2 (as of 30 September 2026).
Voting rights ownership percentage after the changeKAIHOU SINGAPORE PTE. LTD.: — (as of 12 November 2026). 株式会社Kaihou: 48,000 rights (4,800,000 shares), 21.42%, No. 1 (as of 12 November 2026).
Outlook株式会社Kaihou plans to return the 4,800,000 shares borrowed from KAIHOU SINGAPORE PTE. LTD. on 26 January 2027. Upon their return, KAIHOU SINGAPORE PTE. LTD. is expected to again become a major shareholder and the largest shareholder among the major shareholders, while 株式会社Kaihou is expected to no longer qualify as such. This is subject to the exercise status of the Eighth Series of Stock Acquisition Rights and other factors. With respect to the 6,992,800 Eighth Series of Stock Acquisition Rights, 株式会社Kaihou intends to exercise some itself and transfer the remainder free of charge to individuals or corporations wishing to exercise them with their own funds, so that all of the rights are exercised, including those exercised by the transferees.
Planned follow-up disclosureIf a change in the major shareholders and the largest shareholder among the major shareholders actually occurs, the Company plans to disclose it promptly.
Items this document does not state (15)
Date recognized / date notice receivedAmount of Impact on Business PerformanceAccounting period in which recognizedType of litigation or proceedingCourt or authorityPlaintiffDefendantDate of filing / date of actionClaim amount / surcharge amountAmount of receivables at risk of non-collection or delayed collectionSuspended operationsScheduled resumption dateInvestigation structureMeasures to prevent recurrenceDirectors' and officers' liability

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

As KAIHOU SINGAPORE PTE. LTD. did not have sufficient funds to exercise all of the Eighth Series of Stock Acquisition Rights itself, it entered into a stock lending agreement with 株式会社Kaihou and lent 4,800,000 shares.

How to read this page

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Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding Changes in Major Shareholders and the Largest Shareholder among the Major Shareholders, and 株式会社Kaihou's Intention to Exercise the Eighth Series of Stock Acquisition Rights | ERTH Group Co.,Ltd. (6072) timely disclosure | Komori