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Share Issuance and Disposal6059UCHIYAMA HOLDINGS Co.,Ltd.Information and Communications, Services and Others

Notice Regarding the Monthly Exercise Status of the 2nd and 3rd Series Stock Acquisition Rights Issued through a Third-Party Allotment (with Rights to Convert into Stock Acquisition Rights with Adjustable Exercise Prices)

Neither the second nor third series of stock acquisition rights was exercised in October 2026. At month-end, 4,500 rights each (450,000 shares each) remained unexercised, unchanged from the end of the previous month.

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Details of issuance or disposal

Second and Third Series of Stock Acquisition Rights issued through a third-party allotment (with conversion rights to stock acquisition rights with exercise price adjustments)

Terms of the stock acquisition rights
Exercise price
Second series of stock acquisition rights: ¥550; third series of stock acquisition rights: ¥600. Although there is a conversion right to variable exercise price stock acquisition rights, no resolution to convert had been passed as of the date hereof, and the exercise price has not been revised. Floor: Not disclosed
Number of Stock Acquisition Rights
Second series: both the total number issued and the number remaining unexercised were 4,500 rights (450,000 unexercised shares). Third series: both the total number issued and the number remaining unexercised were 4,500 rights (450,000 unexercised shares)
Procedures under the Corporate Code of Conduct
Describes compliance with the exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments and Other Matters.
Most recent equity financing
4 January 2024: Issuance of the second and third series of stock acquisition rights through a third-party allotment. However, the amount was Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalSecond and Third Series of Stock Acquisition Rights issued through a third-party allotment (with conversion rights to stock acquisition rights with exercise price adjustments)
Total number of issued shares21,618,800 shares (including 2,125,741 treasury shares) → Not disclosed
Exercise priceSecond series of stock acquisition rights: ¥550; third series of stock acquisition rights: ¥600. Although there is a conversion right to variable exercise price stock acquisition rights, no resolution to convert had been passed as of the date hereof, and the exercise price has not been revised. Floor: Not disclosed
Number of Stock Acquisition RightsSecond series: both the total number issued and the number remaining unexercised were 4,500 rights (450,000 unexercised shares). Third series: both the total number issued and the number remaining unexercised were 4,500 rights (450,000 unexercised shares)
Procedures under the Corporate Code of ConductDescribes compliance with the exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments and Other Matters.
Most recent equity financing4 January 2024: Issuance of the second and third series of stock acquisition rights through a third-party allotment. However, the amount was Not disclosed
Items this document does not state (22)
Number of shares to be issued or disposed ofIssue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allotteeIntended allottee's holding policyDilution RateBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The Company has not resolved to exercise its conversion right to variable exercise price stock acquisition rights, and the exercise price has not been revised. There were no exercises in October 2026.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Monthly Exercise Status of the 2nd and 3rd Series Stock Acquisition Rights Issued through a Third-Party Allotment (with Rights to Convert into Stock Acquisition Rights with Adjustable Exercise Prices) | UCHIYAMA HOLDINGS Co.,Ltd. (6059) timely disclosure | Komori