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Share Issuance and Disposal6059UCHIYAMA HOLDINGS Co.,Ltd.Information and Communications, Services and Others

Notice Regarding the Monthly Exercise Status of the 2nd and 3rd Series Stock Acquisition Rights Issued through a Third-Party Allotment (with Rights to Convert into Stock Acquisition Rights with Adjustable Exercise Prices)

Neither the Series 2 nor the Series 3 share acquisition rights was exercised during September 2026, and the number of shares delivered was 0. The unexercised balance was unchanged from the end of the previous month, at 4,500 units (450,000 shares) for each series.

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Shares (number of shares issued during the month covered)
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Details of issuance or disposal

Monthly exercise status of the Series 2 and Series 3 share acquisition rights issued through a third-party allotment (with conversion rights to share acquisition rights with an exercise-price adjustment feature)

発行・処分する株式数

Series 2 share acquisition rights: 0 shares delivered during the month covered; 450,000 unexercised shares remaining / Series 3 share acquisition rights: 0 shares delivered during the month covered; 450,000 unexercised shares remaining

発行済株式総数

Exercise ratio during the month covered: 0.00% for the Series 2 share acquisition rights; 0.00% for the Series 3 share acquisition rights

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
Series 2 share acquisition rights: ¥550; Series 3 share acquisition rights: ¥600. Conversion rights to share acquisition rights with an exercise-price adjustment feature exist, but the company has not resolved to exercise the conversion rights, so the exercise prices will not be adjusted.
Number of Stock Acquisition Rights
Series 2 share acquisition rights: the total number issued is stated as the denominator for the exercise ratio during the month covered, but the number of units is Not disclosed; 4,500 units unexercised / Series 3 share acquisition rights: the total number issued is stated as the denominator for the exercise ratio during the month covered, but the number of units is Not disclosed; 4,500 units unexercised
Procedures under the Corporate Code of Conduct
Regarding the exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments, the company has not resolved to exercise the conversion rights into share acquisition rights with an exercise-price adjustment feature. Accordingly, the exercise prices will not be adjusted, and there are no exercise restrictions under the above provisions.
Most recent equity financing
Series 2 and Series 3 share acquisition rights issued through a third-party allotment on 4 January 2024
Details of issuance or disposal
ItemDetails
Type of issuance or disposalMonthly exercise status of the Series 2 and Series 3 share acquisition rights issued through a third-party allotment (with conversion rights to share acquisition rights with an exercise-price adjustment feature)
Number of shares to be issued or disposed ofSeries 2 share acquisition rights: 0 shares delivered during the month covered; 450,000 unexercised shares remaining / Series 3 share acquisition rights: 0 shares delivered during the month covered; 450,000 unexercised shares remaining
Dilution RateExercise ratio during the month covered: 0.00% for the Series 2 share acquisition rights; 0.00% for the Series 3 share acquisition rights
Total number of issued shares21,618,800 shares (as of the end of the month preceding the reporting month) → Not disclosed
Exercise priceSeries 2 share acquisition rights: ¥550; Series 3 share acquisition rights: ¥600. Conversion rights to share acquisition rights with an exercise-price adjustment feature exist, but the company has not resolved to exercise the conversion rights, so the exercise prices will not be adjusted.
Number of Stock Acquisition RightsSeries 2 share acquisition rights: the total number issued is stated as the denominator for the exercise ratio during the month covered, but the number of units is Not disclosed; 4,500 units unexercised / Series 3 share acquisition rights: the total number issued is stated as the denominator for the exercise ratio during the month covered, but the number of units is Not disclosed; 4,500 units unexercised
Procedures under the Corporate Code of ConductRegarding the exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments, the company has not resolved to exercise the conversion rights into share acquisition rights with an exercise-price adjustment feature. Accordingly, the exercise prices will not be adjusted, and there are no exercise restrictions under the above provisions.
Most recent equity financingSeries 2 and Series 3 share acquisition rights issued through a third-party allotment on 4 January 2024
Items this document does not state (20)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allotteeIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The company has not resolved to convert the Series 2 and Series 3 share acquisition rights into share acquisition rights with an exercise-price adjustment feature, so the exercise prices will not be adjusted. There were also no exercises during the month covered.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Monthly Exercise Status of the 2nd and 3rd Series Stock Acquisition Rights Issued through a Third-Party Allotment (with Rights to Convert into Stock Acquisition Rights with Adjustable Exercise Prices) | UCHIYAMA HOLDINGS Co.,Ltd. (6059) timely disclosure | Komori