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Share Issuance and Disposal6059UCHIYAMA HOLDINGS Co.,Ltd.Information and Communications, Services and Others

Notice Regarding the Monthly Exercise Status of the 2nd and 3rd Series Stock Acquisition Rights Issued through a Third-Party Allotment (with Rights to Convert into Stock Acquisition Rights with Adjustable Exercise Prices)

Neither the Second nor the Third Stock Acquisition Rights was exercised during July 2026, and the number of shares delivered was 0. The remaining unexercised rights also remained at 4,500 each, and no resolution was passed to convert them into stock acquisition rights with a variable exercise price.

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Details of issuance or disposal

Monthly exercise status of the Second and Third Stock Acquisition Rights issued through a third-party allotment (with the right to convert into stock acquisition rights with a variable exercise price)

発行済株式総数

These Second Stock Acquisition Rights: 0.00%; these Third Stock Acquisition Rights: 0.00% (exercise ratio for the relevant month)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
These Second Stock Acquisition Rights: ¥550; these Third Stock Acquisition Rights: ¥600. Although the rights to convert into stock acquisition rights with a variable exercise price exist, the Company's Board of Directors has not passed a resolution to convert them, and the exercise prices have not been revised. The floor for revisions is Not disclosed
Number of Stock Acquisition Rights
These Second Stock Acquisition Rights: total number issued: Not disclosed; unexercised rights as of the end of the month preceding the relevant month and as of the end of the relevant month: 4,500. These Third Stock Acquisition Rights: total number issued: Not disclosed; unexercised rights as of the end of the month preceding the relevant month and as of the end of the relevant month: 4,500
Procedures under the Corporate Code of Conduct
Statement of compliance with the exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments of New Shares and Other Matters
Most recent equity financing
Timing 4 January 2024 / Type Second and Third Stock Acquisition Rights issued through a third-party allotment (with the right to convert into stock acquisition rights with a variable exercise price) / Amount Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalMonthly exercise status of the Second and Third Stock Acquisition Rights issued through a third-party allotment (with the right to convert into stock acquisition rights with a variable exercise price)
Dilution RateThese Second Stock Acquisition Rights: 0.00%; these Third Stock Acquisition Rights: 0.00% (exercise ratio for the relevant month)
Total number of issued shares21,618,800 shares (as of the end of the month preceding the reporting month) → 21,618,800 shares (no increase due to exercise)(0.00%)
Exercise priceThese Second Stock Acquisition Rights: ¥550; these Third Stock Acquisition Rights: ¥600. Although the rights to convert into stock acquisition rights with a variable exercise price exist, the Company's Board of Directors has not passed a resolution to convert them, and the exercise prices have not been revised. The floor for revisions is Not disclosed
Number of Stock Acquisition RightsThese Second Stock Acquisition Rights: total number issued: Not disclosed; unexercised rights as of the end of the month preceding the relevant month and as of the end of the relevant month: 4,500. These Third Stock Acquisition Rights: total number issued: Not disclosed; unexercised rights as of the end of the month preceding the relevant month and as of the end of the relevant month: 4,500
Procedures under the Corporate Code of ConductStatement of compliance with the exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments of New Shares and Other Matters
Most recent equity financingTiming 4 January 2024 / Type Second and Third Stock Acquisition Rights issued through a third-party allotment (with the right to convert into stock acquisition rights with a variable exercise price) / Amount Not disclosed
Items this document does not state (21)
Number of shares to be issued or disposed ofIssue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allotteeIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The exercise price has not been revised because the Company's Board of Directors has not passed a resolution to convert the rights into stock acquisition rights with a variable exercise price.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Monthly Exercise Status of the 2nd and 3rd Series Stock Acquisition Rights Issued through a Third-Party Allotment (with Rights to Convert into Stock Acquisition Rights with Adjustable Exercise Prices) | UCHIYAMA HOLDINGS Co.,Ltd. (6059) timely disclosure | Komori