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Share Issuance and Disposal6059UCHIYAMA HOLDINGS Co.,Ltd.Information and Communications, Services and Others

Notice Regarding the Monthly Exercise Status of the 2nd and 3rd Series Stock Acquisition Rights Issued through a Third-Party Allotment (with Rights to Convert into Stock Acquisition Rights with Adjustable Exercise Prices)

In May 2026, there were no exercises of the 2nd or 3rd stock acquisition rights, and no shares were newly issued. The unexercised balance at month-end also remained unchanged at 4,500 rights (450,000 shares) for each series.

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Details of issuance or disposal

Second and Third Series of Stock Acquisition Rights issued through a third-party allotment (with conversion rights to stock acquisition rights with exercise price adjustments)

発行・処分する株式数

Shares issued during the month: 0 shares under the 2nd stock acquisition rights and 0 shares under the 3rd stock acquisition rights. Remaining unexercised shares: 450,000 shares each

発行済株式総数

Exercise ratio during the month: 0.00% for the 2nd stock acquisition rights and 0.00% for the 3rd stock acquisition rights

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
2nd stock acquisition rights: ¥550. 3rd stock acquisition rights: ¥600. Although the rights include the right to convert to stock acquisition rights with an exercise price adjustment, no resolution to exercise the conversion right has been made as of today, and the exercise price will not be revised
Number of Stock Acquisition Rights
Total number issued: Not disclosed. Number exercised during the month: 0 rights under the 2nd stock acquisition rights and 0 rights under the 3rd stock acquisition rights. Unexercised balance at month-end: 4,500 rights each
Procedures under the Corporate Code of Conduct
The disclosure describes the exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments and Other Transactions. However, as no resolution was made during the month to exercise the right to convert to stock acquisition rights with an exercise price adjustment, there are no exercise restrictions
Most recent equity financing
Issued on 4 January 2024: issuance of the 2nd and 3rd stock acquisition rights through a third-party allotment (the total issue price and other details are Not disclosed)
Details of issuance or disposal
ItemDetails
Type of issuance or disposalSecond and Third Series of Stock Acquisition Rights issued through a third-party allotment (with conversion rights to stock acquisition rights with exercise price adjustments)
Number of shares to be issued or disposed ofShares issued during the month: 0 shares under the 2nd stock acquisition rights and 0 shares under the 3rd stock acquisition rights. Remaining unexercised shares: 450,000 shares each
Dilution RateExercise ratio during the month: 0.00% for the 2nd stock acquisition rights and 0.00% for the 3rd stock acquisition rights
Total number of issued shares21,618,800 shares (as of the end of the month preceding the reporting month) → 21,618,800 shares (as of the end of the relevant month, based on the 0 shares issued as confirmed in the text)(0.00%)
Exercise price2nd stock acquisition rights: ¥550. 3rd stock acquisition rights: ¥600. Although the rights include the right to convert to stock acquisition rights with an exercise price adjustment, no resolution to exercise the conversion right has been made as of today, and the exercise price will not be revised
Number of Stock Acquisition RightsTotal number issued: Not disclosed. Number exercised during the month: 0 rights under the 2nd stock acquisition rights and 0 rights under the 3rd stock acquisition rights. Unexercised balance at month-end: 4,500 rights each
Procedures under the Corporate Code of ConductThe disclosure describes the exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments and Other Transactions. However, as no resolution was made during the month to exercise the right to convert to stock acquisition rights with an exercise price adjustment, there are no exercise restrictions
Most recent equity financingIssued on 4 January 2024: issuance of the 2nd and 3rd stock acquisition rights through a third-party allotment (the total issue price and other details are Not disclosed)
Items this document does not state (20)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allotteeIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The Company has not resolved to exercise the right to convert to stock acquisition rights with an exercise price adjustment, and therefore the exercise price will not be revised.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Monthly Exercise Status of the 2nd and 3rd Series Stock Acquisition Rights Issued through a Third-Party Allotment (with Rights to Convert into Stock Acquisition Rights with Adjustable Exercise Prices) | UCHIYAMA HOLDINGS Co.,Ltd. (6059) timely disclosure | Komori