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Share Issuance and Disposal6059UCHIYAMA HOLDINGS Co.,Ltd.Information and Communications, Services and Others

Notice Regarding the Monthly Exercise Status of the 2nd and 3rd Series Stock Acquisition Rights Issued through a Third-Party Allotment (with Rights to Convert into Stock Acquisition Rights with Adjustable Exercise Prices)

Neither the 2nd nor the 3rd Stock Acquisition Rights was exercised during April 2026, and the number of shares delivered was 0. As of the end of the month, 4,500 rights (450,000 shares) remained unexercised in each series.

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Definitive
How definitive the wording is.

Details of issuance or disposal

Second and Third Series of Stock Acquisition Rights issued through a third-party allotment (with conversion rights to stock acquisition rights with exercise price adjustments)

発行済株式総数

0.00% (the exercise ratio during the reporting month for both the 2nd and 3rd Stock Acquisition Rights)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
2nd: ¥550 (fixed exercise price; the adjustment provision does not apply because the Company's Board of Directors has not resolved to convert the rights). 3rd: ¥600 (fixed exercise price; the adjustment provision does not apply because the Company's Board of Directors has not resolved to convert the rights)
Number of Stock Acquisition Rights
The total number issued is Not disclosed. The number of unexercised rights remaining is 4,500 for the 2nd and 4,500 for the 3rd (both as of the end of April 2026)
Procedures under the Corporate Code of Conduct
Describes the exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments and Other Matters. However, because no resolution has been made to exercise the conversion rights and the exercise prices will not be adjusted, there are no exercise restrictions under the above provisions
Most recent equity financing
4 January 2024: Issuance of the 2nd and 3rd Stock Acquisition Rights by third-party allotment (the issue price and total amount issued are Not disclosed)
Details of issuance or disposal
ItemDetails
Type of issuance or disposalSecond and Third Series of Stock Acquisition Rights issued through a third-party allotment (with conversion rights to stock acquisition rights with exercise price adjustments)
Dilution Rate0.00% (the exercise ratio during the reporting month for both the 2nd and 3rd Stock Acquisition Rights)
Total number of issued shares21,618,800 shares (as of the end of the month preceding the reporting month) → 21,618,800 shares (as of the end of the month assuming no exercise)(0.00%)
Exercise price2nd: ¥550 (fixed exercise price; the adjustment provision does not apply because the Company's Board of Directors has not resolved to convert the rights). 3rd: ¥600 (fixed exercise price; the adjustment provision does not apply because the Company's Board of Directors has not resolved to convert the rights)
Number of Stock Acquisition RightsThe total number issued is Not disclosed. The number of unexercised rights remaining is 4,500 for the 2nd and 4,500 for the 3rd (both as of the end of April 2026)
Procedures under the Corporate Code of ConductDescribes the exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments and Other Matters. However, because no resolution has been made to exercise the conversion rights and the exercise prices will not be adjusted, there are no exercise restrictions under the above provisions
Most recent equity financing4 January 2024: Issuance of the 2nd and 3rd Stock Acquisition Rights by third-party allotment (the issue price and total amount issued are Not disclosed)
Items this document does not state (21)
Number of shares to be issued or disposed ofIssue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allotteeIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the monthly exercise status for April 2026. The Company has not resolved to exercise the right to convert into stock acquisition rights with adjustable exercise prices, and therefore the exercise prices will not be adjusted.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Monthly Exercise Status of the 2nd and 3rd Series Stock Acquisition Rights Issued through a Third-Party Allotment (with Rights to Convert into Stock Acquisition Rights with Adjustable Exercise Prices) | UCHIYAMA HOLDINGS Co.,Ltd. (6059) timely disclosure | Komori