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Share Issuance and Disposal6059UCHIYAMA HOLDINGS Co.,Ltd.Information and Communications, Services and Others

Notice Regarding the Monthly Exercise Status of the 2nd and 3rd Series Stock Acquisition Rights Issued through a Third-Party Allotment (with Rights to Convert into Stock Acquisition Rights with Adjustable Exercise Prices)

Neither the Second nor Third Series of Stock Acquisition Rights was exercised in March 2026, and the number of newly issued shares was 0. The number of remaining unexercised rights was unchanged from the end of the previous month at 4,500 rights (450,000 shares) for each series.

Worth reading
20Immaterial
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Direction
Neutral
Direction inferred from the company’s description.
Scale
0
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Second and Third Series of Stock Acquisition Rights issued through a third-party allotment (with conversion rights to stock acquisition rights with exercise price adjustments)

発行・処分する株式数

Second Series of Stock Acquisition Rights: 0 shares issued during the relevant month; Third Series of Stock Acquisition Rights: 0 shares issued during the relevant month

発行済株式総数

Second Series of Stock Acquisition Rights: exercise ratio during the relevant month, 0.00%; Third Series of Stock Acquisition Rights: exercise ratio during the relevant month, 0.00%

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
Second Series of Stock Acquisition Rights: ¥550 (no resolution to convert to stock acquisition rights with exercise price adjustments and no adjustment). Third Series of Stock Acquisition Rights: ¥600 (no resolution to convert to stock acquisition rights with exercise price adjustments and no adjustment). The lower limit of the adjustment is Not disclosed.
Number of Stock Acquisition Rights
Second Series of Stock Acquisition Rights: total issued, 4,500 rights; remaining unexercised at the end of the relevant month, 4,500 rights. Third Series of Stock Acquisition Rights: total issued, 4,500 rights; remaining unexercised at the end of the relevant month, 4,500 rights.
Procedures under the Corporate Code of Conduct
The Company has not resolved to exercise the conversion rights to stock acquisition rights with exercise price adjustments, and there are no exercise restrictions under the above provisions.
Most recent equity financing
4 January 2024: Issuance of the Second and Third Series of Stock Acquisition Rights through a third-party allotment. Amount: Not disclosed.
Details of issuance or disposal
ItemDetails
Type of issuance or disposalSecond and Third Series of Stock Acquisition Rights issued through a third-party allotment (with conversion rights to stock acquisition rights with exercise price adjustments)
Number of shares to be issued or disposed ofSecond Series of Stock Acquisition Rights: 0 shares issued during the relevant month; Third Series of Stock Acquisition Rights: 0 shares issued during the relevant month
Dilution RateSecond Series of Stock Acquisition Rights: exercise ratio during the relevant month, 0.00%; Third Series of Stock Acquisition Rights: exercise ratio during the relevant month, 0.00%
Total number of issued shares21,618,800 shares (including 2,140,886 treasury shares) → 21,618,800 shares (including 2,140,886 treasury shares)(0.00%)
Exercise priceSecond Series of Stock Acquisition Rights: ¥550 (no resolution to convert to stock acquisition rights with exercise price adjustments and no adjustment). Third Series of Stock Acquisition Rights: ¥600 (no resolution to convert to stock acquisition rights with exercise price adjustments and no adjustment). The lower limit of the adjustment is Not disclosed.
Number of Stock Acquisition RightsSecond Series of Stock Acquisition Rights: total issued, 4,500 rights; remaining unexercised at the end of the relevant month, 4,500 rights. Third Series of Stock Acquisition Rights: total issued, 4,500 rights; remaining unexercised at the end of the relevant month, 4,500 rights.
Procedures under the Corporate Code of ConductThe Company has not resolved to exercise the conversion rights to stock acquisition rights with exercise price adjustments, and there are no exercise restrictions under the above provisions.
Most recent equity financing4 January 2024: Issuance of the Second and Third Series of Stock Acquisition Rights through a third-party allotment. Amount: Not disclosed.
Items this document does not state (20)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allotteeIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The Company has not resolved to exercise the conversion rights to stock acquisition rights with exercise price adjustments, and the exercise prices have not been adjusted. The Company is publishing the monthly exercise status of these stock acquisition rights in accordance with the disclosure practices applicable to stock acquisition rights with exercise price adjustments.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Monthly Exercise Status of the 2nd and 3rd Series Stock Acquisition Rights Issued through a Third-Party Allotment (with Rights to Convert into Stock Acquisition Rights with Adjustable Exercise Prices) | UCHIYAMA HOLDINGS Co.,Ltd. (6059) timely disclosure | Komori