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Share Issuance and Disposal5707Toho Zinc Co.,Ltd.Iron & Steel, Nonferrous Metals

Notice Concerning the Monthly Exercise Status of the First Series of Stock Acquisition Rights with Exercise Price Adjustment Provisions Issued through a Third-Party Allotment

No Series 1 Stock Acquisition Rights were exercised during October 2026, and the number of shares delivered was 0. The number of unexercised Stock Acquisition Rights was unchanged from the end of the previous month at 12,940 (equivalent to 1,294,000 shares).

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Shares (number of shares issued during the month covered)
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Details of issuance or disposal

Monthly exercise status of the 1st Series of Stock Acquisition Rights with exercise price adjustment clauses issued through a third-party allotment

Intended allottee
Apricus Partners合同会社 (35,000 rights)
Terms of the stock acquisition rights
Number of Stock Acquisition Rights
Total issued: 35,000 rights; unexercised at the end of the target month: 12,940 rights (equivalent to 1,294,000 shares)
Procedures under the Corporate Code of Conduct
As the status of compliance with exercise restrictions, the disclosure states that the exercise restrictions under Article 434 of the Listing Regulations were observed.
Most recent equity financing
Series 1 Stock Acquisition Rights issued on 16 March 2026 (see the materials released on 27 February 2026 for details)
Details of issuance or disposal
ItemDetails
Type of issuance or disposalMonthly exercise status of the 1st Series of Stock Acquisition Rights with exercise price adjustment clauses issued through a third-party allotment
Intended allotteeApricus Partners合同会社 (35,000 rights)
Total number of issued shares19,305,829 shares (as of the end of the month preceding the target month) → Not disclosed
Number of Stock Acquisition RightsTotal issued: 35,000 rights; unexercised at the end of the target month: 12,940 rights (equivalent to 1,294,000 shares)
Procedures under the Corporate Code of ConductAs the status of compliance with exercise restrictions, the disclosure states that the exercise restrictions under Article 434 of the Listing Regulations were observed.
Most recent equity financingSeries 1 Stock Acquisition Rights issued on 16 March 2026 (see the materials released on 27 February 2026 for details)
Items this document does not state (22)
Number of shares to be issued or disposed ofIssue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyDilution RateBasis for determining the amount to be paidExercise priceExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

No reason given by the company.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise Status of the First Series of Stock Acquisition Rights with Exercise Price Adjustment Provisions Issued through a Third-Party Allotment | Toho Zinc Co.,Ltd. (5707) timely disclosure | Komori