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Share Issuance and Disposal5707Toho Zinc Co.,Ltd.Iron & Steel, Nonferrous Metals

Notice of the Large-Scale Exercise of the First Series of Stock Acquisition Rights with Exercise Price Adjustment Provisions Issued through a Third-Party Allotment

From 1 September through 16 September 2026, 3,573 Series 1 share acquisition rights were exercised, and 357,300 new shares were delivered. As a result, 13,166 share acquisition rights, equivalent to 1,316,600 shares, remain unexercised.

Worth reading
66In focus
Scored from 3 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
357300
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Report on the Exercise Status of Series 1 Share Acquisition Rights with Exercise Price Adjustment Provisions Issued Through a Third-Party Allotment

発行・処分する株式数

New shares 357,300 shares / Treasury shares 0 shares

Intended allottee
Apricus Partners合同会社 (allottee of the previously issued stock acquisition rights)
Existing Shares and Increase
+1.89%Rate of increase
18,925,929 shares19,283,229Shares

1.89% (357,300 shares delivered since the beginning of the month ÷ 18,925,929 shares outstanding at the end of the previous month)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
Initial exercise price Not disclosed / Revision Clause Yes (with exercise price adjustment provisions) / Lower Limit of Revision Not disclosed
Number of Stock Acquisition Rights
Total number issued 35,000 stock acquisition rights / Unexercised balance (end of previous month) 16,739 rights (1,673,900 shares) / Unexercised balance (current) 13,166 rights (1,316,600 shares) / Number exercised during period 3,573 rights
Most recent equity financing
Timing 16 March 2026 / Type Issuance of the First Series of Stock Acquisition Rights / Amount Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalReport on the Exercise Status of Series 1 Share Acquisition Rights with Exercise Price Adjustment Provisions Issued Through a Third-Party Allotment
Number of shares to be issued or disposed ofNew shares 357,300 shares / Treasury shares 0 shares
Intended allotteeApricus Partners合同会社 (allottee of the previously issued stock acquisition rights)
Dilution Rate1.89% (357,300 shares delivered since the beginning of the month ÷ 18,925,929 shares outstanding at the end of the previous month)
Total number of issued shares18,925,929 shares → 19,283,229 shares(1.89%)
Exercise priceInitial exercise price Not disclosed / Revision Clause Yes (with exercise price adjustment provisions) / Lower Limit of Revision Not disclosed
Number of Stock Acquisition RightsTotal number issued 35,000 stock acquisition rights / Unexercised balance (end of previous month) 16,739 rights (1,673,900 shares) / Unexercised balance (current) 13,166 rights (1,316,600 shares) / Number exercised during period 3,573 rights
Most recent equity financingTiming 16 March 2026 / Type Issuance of the First Series of Stock Acquisition Rights / Amount Not disclosed
Items this document does not state (20)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the large-scale exercise from 1 September through 16 September 2026 of the Series 1 share acquisition rights with exercise price adjustment provisions issued through a third-party allotment.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice of the Large-Scale Exercise of the First Series of Stock Acquisition Rights with Exercise Price Adjustment Provisions Issued through a Third-Party Allotment | Toho Zinc Co.,Ltd. (5707) timely disclosure | Komori