Komori
Share Issuance and Disposal5707Toho Zinc Co.,Ltd.Iron & Steel, Nonferrous Metals

Notice Concerning the Monthly Exercise Status of the First Series Stock Acquisition Rights with Exercise Price Adjustment Clauses Issued Through a Third-Party Allotment

In June 2026, there were no exercises of the 1st Series of Stock Acquisition Rights and no newly issued shares. The number of unexercised rights at month-end was 23,795 (representing 2,379,500 shares), unchanged from the end of the previous month.

Worth reading
44Recurring
Scored from 1 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
0
Shares (number of shares issued during the month covered)
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Monthly exercise status of the 1st Series of Stock Acquisition Rights with exercise price adjustment clauses issued through a third-party allotment

Intended allottee
Apricus Partners 合同会社
Terms of the stock acquisition rights
Number of Stock Acquisition Rights
Total issued: 35,000 rights; unexercised at the end of the subject month: 23,795 rights
Procedures under the Corporate Code of Conduct
The disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing
1st Series of Stock Acquisition Rights issued on 16 March 2026 (detailed amount: Not disclosed)
Details of issuance or disposal
ItemDetails
Type of issuance or disposalMonthly exercise status of the 1st Series of Stock Acquisition Rights with exercise price adjustment clauses issued through a third-party allotment
Intended allotteeApricus Partners 合同会社
Total number of issued shares18,220,329 shares (as of the end of the preceding month) → Not disclosed
Number of Stock Acquisition RightsTotal issued: 35,000 rights; unexercised at the end of the subject month: 23,795 rights
Procedures under the Corporate Code of ConductThe disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing1st Series of Stock Acquisition Rights issued on 16 March 2026 (detailed amount: Not disclosed)
Items this document does not state (22)
Number of shares to be issued or disposed ofIssue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyDilution RateBasis for determining the amount to be paidExercise priceExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

No reason other than the absence of exercises is stated.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise Status of the First Series Stock Acquisition Rights with Exercise Price Adjustment Clauses Issued Through a Third-Party Allotment | Toho Zinc Co.,Ltd. (5707) timely disclosure | Komori