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Share Issuance and Disposal5707Toho Zinc Co.,Ltd.Iron & Steel, Nonferrous Metals

Notice Concerning the Monthly Exercise Status of the First Series Stock Acquisition Rights with Exercise Price Adjustment Clauses Issued Through a Third-Party Allotment

In May 2026, 3,389 First Stock Acquisition Rights were exercised, and 338,900 new shares were delivered. As of the end of the month, 23,795 rights (representing 2,379,500 shares) remained unexercised.

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338900
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Details of issuance or disposal

Exercise status of the First Series Stock Acquisition Rights with Exercise Price Adjustment Clauses issued through a third-party allotment

発行・処分する株式数

338,900 new shares (during the month under review); 0 treasury shares transferred

Intended allottee
Apricus Partners合同会社 (allottee of the previously issued stock acquisition rights)
発行済株式総数

Exercise ratio subject to exercise restrictions: 2.49% (338,900 shares delivered / 13,585,521 listed shares as of the payment date for the issuance)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
Exercise price during the month under review: ¥955–¥1,126; details of the adjustment provisions: Not disclosed
Number of Stock Acquisition Rights
Total issued: 35,000 rights; exercised during the month under review: 3,389 rights; unexercised at the end of the preceding month: 27,184 rights; unexercised at the end of the month: 23,795 rights
Most recent equity financing
First Stock Acquisition Rights with Exercise Price Adjustment Provisions issued through a third-party allotment on 16 March 2026 (issue price and total amount: Not disclosed in this document)
Details of issuance or disposal
ItemDetails
Type of issuance or disposalExercise status of the First Series Stock Acquisition Rights with Exercise Price Adjustment Clauses issued through a third-party allotment
Number of shares to be issued or disposed of338,900 new shares (during the month under review); 0 treasury shares transferred
Intended allotteeApricus Partners合同会社 (allottee of the previously issued stock acquisition rights)
Dilution RateExercise ratio subject to exercise restrictions: 2.49% (338,900 shares delivered / 13,585,521 listed shares as of the payment date for the issuance)
Total number of issued shares14,367,121 shares (as of the end of the month preceding the month under review) → Not disclosed
Exercise priceExercise price during the month under review: ¥955–¥1,126; details of the adjustment provisions: Not disclosed
Number of Stock Acquisition RightsTotal issued: 35,000 rights; exercised during the month under review: 3,389 rights; unexercised at the end of the preceding month: 27,184 rights; unexercised at the end of the month: 23,795 rights
Most recent equity financingFirst Stock Acquisition Rights with Exercise Price Adjustment Provisions issued through a third-party allotment on 16 March 2026 (issue price and total amount: Not disclosed in this document)
Items this document does not state (20)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the monthly exercise status.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise Status of the First Series Stock Acquisition Rights with Exercise Price Adjustment Clauses Issued Through a Third-Party Allotment | Toho Zinc Co.,Ltd. (5707) timely disclosure | Komori