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Share Issuance and Disposal5707Toho Zinc Co.,Ltd.Iron & Steel, Nonferrous Metals

Notice of the Large-Scale Exercise of the First Series of Stock Acquisition Rights with Exercise Price Adjustment Provisions Issued through a Third-Party Allotment

From 1 April 2026 to 16 April 2026, 3,656 of the 1st Series of Stock Acquisition Rights were exercised, resulting in the issuance of 365,600 new shares. As of the end of the period, 29,464 stock acquisition rights remained unexercised, representing 2,946,400 shares.

Worth reading
69In focus
Scored from 2 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
365600
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Large-scale exercise of the 1st Series of Stock Acquisition Rights with exercise price adjustment provisions issued through a third-party allotment

発行・処分する株式数

365,600 new shares (1 April 2026 to 16 April 2026); 0 treasury shares transferred

Intended allottee
Apricus Partners合同会社 (allottee of the previously issued stock acquisition rights)
Terms of the stock acquisition rights
Exercise price
Exercise price on each exercise date: ¥1,065, ¥1,107, ¥1,160, ¥1,232, ¥1,169, ¥1,142, ¥1,163, ¥1,188 and ¥1,187. Details and floor of the adjustment provisions: Not disclosed
Number of Stock Acquisition Rights
Total number issued: 35,000; number exercised from the beginning of the month: 3,656; number unexercised as of the end of the previous month: 33,120; number currently unexercised: 29,464
Most recent equity financing
Timing 16 March 2026 / Type First Stock Acquisition Rights with exercise price adjustment clauses issued through a third-party allotment / Amount Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalLarge-scale exercise of the 1st Series of Stock Acquisition Rights with exercise price adjustment provisions issued through a third-party allotment
Number of shares to be issued or disposed of365,600 new shares (1 April 2026 to 16 April 2026); 0 treasury shares transferred
Intended allotteeApricus Partners合同会社 (allottee of the previously issued stock acquisition rights)
Exercise priceExercise price on each exercise date: ¥1,065, ¥1,107, ¥1,160, ¥1,232, ¥1,169, ¥1,142, ¥1,163, ¥1,188 and ¥1,187. Details and floor of the adjustment provisions: Not disclosed
Number of Stock Acquisition RightsTotal number issued: 35,000; number exercised from the beginning of the month: 3,656; number unexercised as of the end of the previous month: 33,120; number currently unexercised: 29,464
Most recent equity financingTiming 16 March 2026 / Type First Stock Acquisition Rights with exercise price adjustment clauses issued through a third-party allotment / Amount Not disclosed
Items this document does not state (22)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyDilution RateTotal number of issued sharesBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the status of the substantial exercise.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice of the Large-Scale Exercise of the First Series of Stock Acquisition Rights with Exercise Price Adjustment Provisions Issued through a Third-Party Allotment | Toho Zinc Co.,Ltd. (5707) timely disclosure | Komori