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Share Issuance and Disposal5707Toho Zinc Co.,Ltd.Iron & Steel, Nonferrous Metals

Notice Concerning the Monthly Exercise Status of the First Series Stock Acquisition Rights with Exercise Price Adjustment Clauses Issued Through a Third-Party Allotment

During March 2026, 2,374 First Series of Stock Acquisition Rights with Exercise Price Adjustment Clauses were exercised, and 237,400 new shares were delivered. As of the end of the month, 32,626 rights (3,262,600 shares) remained unexercised.

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Details of issuance or disposal

Exercise status of the First Series of Stock Acquisition Rights with Exercise Price Adjustment Clauses issued through a third-party allotment

発行・処分する株式数

Number of shares delivered during the month: 237,400 shares (237,400 new shares; 0 transferred treasury shares)

Intended allottee
Apricus Partners合同会社 (allottee of the previously issued stock acquisition rights)
発行済株式総数

Exercise ratio subject to exercise restrictions: 1.75%

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
Exercise price during the month: ¥1,040–¥1,224. Details of the adjustment clauses: Not disclosed
Number of Stock Acquisition Rights
Total issued: 35,000 rights; exercised during the month: 2,374 rights; unexercised at month-end: 32,626 rights
Procedures under the Corporate Code of Conduct
Status of compliance with exercise restrictions (in accordance with Article 434 of the Listing Regulations)
Most recent equity financing
Timing 16 March 2026 / Type Issuance of the First Series Stock Acquisition Rights with Exercise Price Adjustment Clauses through a third-party allotment / Amount Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalExercise status of the First Series of Stock Acquisition Rights with Exercise Price Adjustment Clauses issued through a third-party allotment
Number of shares to be issued or disposed ofNumber of shares delivered during the month: 237,400 shares (237,400 new shares; 0 transferred treasury shares)
Intended allotteeApricus Partners合同会社 (allottee of the previously issued stock acquisition rights)
Dilution RateExercise ratio subject to exercise restrictions: 1.75%
Total number of issued shares13,585,521 shares (as of 16 March 2026) → Not disclosed
Exercise priceExercise price during the month: ¥1,040–¥1,224. Details of the adjustment clauses: Not disclosed
Number of Stock Acquisition RightsTotal issued: 35,000 rights; exercised during the month: 2,374 rights; unexercised at month-end: 32,626 rights
Procedures under the Corporate Code of ConductStatus of compliance with exercise restrictions (in accordance with Article 434 of the Listing Regulations)
Most recent equity financingTiming 16 March 2026 / Type Issuance of the First Series Stock Acquisition Rights with Exercise Price Adjustment Clauses through a third-party allotment / Amount Not disclosed
Items this document does not state (19)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the monthly exercise status of these stock acquisition rights in March 2026.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise Status of the First Series Stock Acquisition Rights with Exercise Price Adjustment Clauses Issued Through a Third-Party Allotment | Toho Zinc Co.,Ltd. (5707) timely disclosure | Komori