Legal Violations and Compliance Deficiencies
First written in FY2023. 5 of 6 entries say "Restated". Latest entry: FY2026-H1.
The whole theme swung hardest in 2025: 6 of 34 companies on the "Worse" side.
75 other companies' latest entry also says "Restated".
- FY2026-H1RestatedAnnual report
「During the current interim accounting period, there were no material changes in the occurrence of principal risks that management recognizes as potentially having a material impact on our financial position, operating results or cash flows, among the matters concerning the business and accounting described in this interim securities report, or in the business and other risks described in the annual securities report for the previous fiscal year.」
States that there was no material change in the risk of legal violations or compliance deficiencies. - FY2025-H1RestatedAnnual report
「During the current interim accounting period, there were no material changes in the occurrence of principal risks that management recognizes as potentially having a material impact on our financial position, operating results or cash flows, among the matters concerning the business and accounting described in this interim securities report, or in the business and other risks described in the annual securities report for the previous fiscal year.」
States that there was no material change in the risk of legal violations or compliance deficiencies. - FY2024RestatedAnnual report
「Despite these initiatives, it is difficult to eliminate compliance risks completely, and if an event occurs in the course of our future operations that violates laws or regulations, our corporate value and results may be affected.」
Reiterates the risk of legal violations while operating rules, training and a compliance and risk management committee. - FY2024-Q2RestatedAnnual report
「During the cumulative second quarter, there were no new business or other risks and no material changes to the business or other risks described in the annual securities report for the previous fiscal year.」
States that there was no material change in the risk of legal violations or compliance deficiencies. - FY2024-Q1RestatedAnnual report
「During the cumulative first quarter, there were no new business or other risks and no material changes to the business or other risks described in the annual securities report for the previous fiscal year.」
States that there was no material change in the risk of legal violations or compliance deficiencies. - FY2023First statedAnnual report
「Despite these initiatives, it is difficult to eliminate compliance risks completely, and if an event occurs in the course of our future operations that violates laws or regulations, our corporate value and results may be affected.」
While operating compliance rules, training and a compliance and risk management committee, discloses that the risk of violating laws and regulations cannot be eliminated completely.