Komori
Statutory disclosure document4978ReproCELL IncorporatedMaterials and Chemicals

Confirmation of Reporting on the Transfer of Shares Issued through a Third-Party Allotment (New Shares)

ReproCELL Incorporated obtained a commitment from CVI Investments, Inc. regarding the shares to be allotted to CVI through a third-party allotment, including an undertaking by CVI to report any transfer of the shares during the 2-year period.

Worth reading
60In focus
0–100. This measures how worthwhile something is to read, not how good or bad the company is.
Direction
Neutral
Direction inferred from the company’s description.
Scale
2932000
Shares
Wording
Definitive
How definitive the wording is.

Decision and Details

Confirmation of Reporting on the Transfer of Shares Issued through a Third-Party Allotment (New Shares)

Decision20 October 2026 (date of preparation and execution of the undertaking)
Period Covered2 years from 20 October 2026
Implementation20 October 2026 (scheduled share allotment date)
Going forwardParty B will submit a copy to the TSE immediately after execution of this undertaking. If CVI transfers the shares in question during the 2-year period from 20 October 2026, CVI will immediately report the transfer to Party B, and Party B will immediately report it to the TSE.
Quantity / scale2,932,000 shares of Party B
Reason

To fulfill the obligations under Article 422 of the Tokyo Stock Exchange Listing Regulations and Part II, Chapter 4, Section 2, Subsection 2 of the Enforcement Rules

Decision and Details
ItemDetails
Matter CoveredConfirmation of Reporting on the Transfer of Shares Issued through a Third-Party Allotment (New Shares)
Decision Date20 October 2026 (date of preparation and execution of the undertaking)
Implementation Date20 October 2026 (scheduled share allotment date)
Period Covered2 years from 20 October 2026
Quantity / scale2,932,000 shares of Party B
ReasonTo fulfill the obligations under Article 422 of the Tokyo Stock Exchange Listing Regulations and Part II, Chapter 4, Section 2, Subsection 2 of the Enforcement Rules
Governing RuleArticle 422 of the Tokyo Stock Exchange Listing Regulations; Part 2, Chapter 4, Section 2, Subsection 2 of the Enforcement Rules
Future plansParty B will submit a copy to the TSE immediately after execution of this undertaking. If CVI transfers the shares in question during the 2-year period from 20 October 2026, CVI will immediately report the transfer to Party B, and Party B will immediately report it to the TSE.
Items this document does not state (4)
Decision-Making BodyAmountImpact on Business PerformanceRelated previous disclosures

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To fulfill the obligations to report share transfers and other matters relating to third-party allotments under the Tokyo Stock Exchange's Listing Regulations and Enforcement Rules.

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Confirmation of Reporting on the Transfer of Shares Issued through a Third-Party Allotment (New Shares) | ReproCELL Incorporated (4978) timely disclosure | Komori