Decision and Details
Financial Services AgencySurcharge payment order issued by the Financial Services Agency
The Securities and Exchange Surveillance Commission recommended that a surcharge payment order be issued, and the Company received notification from the Financial Services Agency of the surcharge payment order.
The surcharge will be recorded as an extraordinary loss in the financial results for the second quarter of the fiscal year ending December 2026. No other material impact on financial results is expected.
| Item | Details |
|---|---|
| Matter Covered | Surcharge payment order issued by the Financial Services Agency |
| Decision-Making Body | Financial Services Agency |
| Decision Date | 17 September 2026 (notification receipt date) |
| Implementation Date | Scheduled for payment by 17 November 2026 |
| Period Covered | Annual securities report, etc., for the 16th fiscal year (1 January 2022 to 31 December 2022) |
| Amount | Surcharge: ¥6 million |
| Impact on Business Performance | The surcharge will be recorded as an extraordinary loss in the financial results for the second quarter of the fiscal year ending December 2026. No other material impact on financial results is expected. |
| Reason | The Securities and Exchange Surveillance Commission recommended that a surcharge payment order be issued, and the Company received notification from the Financial Services Agency of the surcharge payment order. |
| Governing Rule | Article 20, paragraph 1 of the Act for Establishment of the Financial Services Agency |
| Related previous disclosures | 26 June 2026: “Notice Regarding the Recommendation by the Securities and Exchange Surveillance Commission to Issue a Surcharge Payment Order”; 7 July 2026: “Notice Regarding the Submission of a Written Answer to the Decision to Commence Adjudication Proceedings Concerning the Surcharge” |
| Future plans | The surcharge will be paid into the national treasury by the payment deadline of 17 November 2026. |
Items this document does not state (1)
These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.
The reasons the company gives
The company's own explanation, not something inferred from the numbers.The Company received notification from the Financial Services Agency of a surcharge payment order following a recommendation by the Securities and Exchange Surveillance Commission to issue such an order. The order concerns the annual securities report for the 16th fiscal year (1 January 2022 to 31 December 2022).