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Statutory disclosure document4933I-ne CO.,LTD.Materials and Chemicals

Notice Regarding the Submission of a Written Answer to the Decision to Commence Administrative Hearing Proceedings Concerning a Surcharge

The company’s board of directors decided that the company would submit a written response in the hearing proceedings concerning the Financial Services Agency’s surcharge payment order, admitting the facts constituting the violation and the surcharge amount. The company plans to pay ¥6 million in accordance with the order issued by the Financial Services Agency.

Worth reading
66In focus
0–100. This measures how worthwhile something is to read, not how good or bad the company is.
Direction
Deterioration
Direction inferred from the company’s description.
Scale
600
¥10,000
Wording
Definitive
How definitive the wording is.

Decision and Details

Board of Directors

Submission of a written response to the decision to commence hearing proceedings concerning a surcharge

Decision7 July 2026
Implementation7 July 2026 (the date of the resolution to submit the written response; the disclosure does not state whether it has been submitted)
Going forwardENECHANGE will pay the surcharge in accordance with the surcharge payment order issued by the Financial Services Agency.
AmountSurcharge: ¥6 million
Reason

The company received a recommendation from the Securities and Exchange Surveillance Commission to issue a surcharge payment order and a notice from the Commissioner of the Financial Services Agency of the decision to commence hearing proceedings.

Decision and Details
ItemDetails
Matter CoveredSubmission of a written response to the decision to commence hearing proceedings concerning a surcharge
Decision-Making BodyBoard of Directors
Decision Date7 July 2026
Implementation Date7 July 2026 (the date of the resolution to submit the written response; the disclosure does not state whether it has been submitted)
AmountSurcharge: ¥6 million
ReasonThe company received a recommendation from the Securities and Exchange Surveillance Commission to issue a surcharge payment order and a notice from the Commissioner of the Financial Services Agency of the decision to commence hearing proceedings.
Governing RuleArticle 20, paragraph 1 of the Act for Establishment of the Financial Services Agency
Related previous disclosures26 June 2026: “Notice concerning the Securities and Exchange Surveillance Commission’s recommendation to issue a surcharge payment order”
Future plansENECHANGE will pay the surcharge in accordance with the surcharge payment order issued by the Financial Services Agency.
Items this document does not state (3)
Period CoveredQuantity / scaleImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The company received a recommendation from the Securities and Exchange Surveillance Commission to issue a surcharge payment order and a notice from the Commissioner of the Financial Services Agency of the decision to commence hearing proceedings. The company stated that it takes the matter seriously and will work to prevent a recurrence.

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Notice Regarding the Submission of a Written Answer to the Decision to Commence Administrative Hearing Proceedings Concerning a Surcharge | I-ne CO.,LTD. (4933) timely disclosure | Komori