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Share Issuance and Disposal4884Kringle Pharma,Inc.Pharmaceuticals

Notice Regarding Completion of Exercise of the 16th Series of Stock Acquisition Rights Issued through a Third-Party Allotment (with Exercise Price Adjustment Clause) and Monthly Exercise Status

All 2,100 of the 16th Stock Acquisition Rights allotted to EVO FUND that remained as of 27 August 2026, representing 210,000 shares, were exercised, completing the exercise process.

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Scale
210000
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Exercise status and completion report for the 16th Stock Acquisition Rights issued through a third-party allotment (with exercise price adjustment provisions)

Who receives how much

Shares delivered since the beginning of the month: 210,000 shares (210,000 new shares and 0 treasury shares transferred)

EVO FUND (the allottee at the time of issuance on 1 August 2025)

The lower thin line represents the existing number of shares to which these shares will be added.

発行済株式総数

3.1% (exercise ratio subject to exercise restrictions; 210,000 shares delivered across all series / 6,837,200 listed shares as of the payment date for the issuance)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
¥416, ¥425 and ¥436 (as stated in the August 2026 exercise status). Details of the adjustment provisions and the floor price: not disclosed
Number of Stock Acquisition Rights
Total issued: 17,000 rights; unexercised at the end of the previous month: 2,100 rights; currently unexercised: 0 rights
Procedures under the Corporate Code of Conduct
The disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing
Timing 1 August 2025 / Type 16th Stock Acquisition Rights (with an exercise price adjustment clause), with EVO FUND as the allottee / Amount Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalExercise status and completion report for the 16th Stock Acquisition Rights issued through a third-party allotment (with exercise price adjustment provisions)
Number of shares to be issued or disposed ofShares delivered since the beginning of the month: 210,000 shares (210,000 new shares and 0 treasury shares transferred)
Intended allotteeEVO FUND (the allottee at the time of issuance on 1 August 2025)
Dilution Rate3.1% (exercise ratio subject to exercise restrictions; 210,000 shares delivered across all series / 6,837,200 listed shares as of the payment date for the issuance)
Total number of issued shares8,383,200 shares (as of 30 July 2026, including 183 treasury shares) → Not disclosed
Exercise price¥416, ¥425 and ¥436 (as stated in the August 2026 exercise status). Details of the adjustment provisions and the floor price: not disclosed
Number of Stock Acquisition RightsTotal issued: 17,000 rights; unexercised at the end of the previous month: 2,100 rights; currently unexercised: 0 rights
Procedures under the Corporate Code of ConductThe disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financingTiming 1 August 2025 / Type 16th Stock Acquisition Rights (with an exercise price adjustment clause), with EVO FUND as the allottee / Amount Not disclosed
Items this document does not state (19)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The company does not state a reason.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding Completion of Exercise of the 16th Series of Stock Acquisition Rights Issued through a Third-Party Allotment (with Exercise Price Adjustment Clause) and Monthly Exercise Status | Kringle Pharma,Inc. (4884) timely disclosure | Komori