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Share Issuance and Disposal4884Kringle Pharma,Inc.Pharmaceuticals

Notice Regarding the Monthly Exercise Status of the 16th Stock Acquisition Rights (with Exercise Price Adjustment Clause) Issued Through a Third-Party Allotment

In March 2026, 460 of the 16th Stock Acquisition Rights were exercised, and 46,000 new shares were delivered. As of month-end, 11,980 rights (1,198,000 shares) remained unexercised.

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Details of issuance or disposal

Monthly exercise status of the 16th Stock Acquisition Rights issued through a third-party allotment (with an exercise price adjustment clause)

Who receives how much

Number of shares delivered during the month: 46,000 shares (46,000 new shares; 0 treasury shares transferred)

EVO FUND (the allottee at the time of issuance on 1 August 2025)

The lower thin line represents the existing number of shares to which these shares will be added.

発行済株式総数

Exercise ratio relating to exercise restrictions: 0.7% (46,000 shares / 6,837,200 shares)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
¥416 (exercise price during the month). Details of the adjustment clause and the floor are not disclosed
Number of Stock Acquisition Rights
Total issued: 17,000 rights; unexercised at the end of the preceding month: 12,440 rights; unexercised at the end of the month: 11,980 rights
Procedures under the Corporate Code of Conduct
The disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing
Timing 1 August 2025 / Type 16th Stock Acquisition Rights (with an exercise price adjustment clause), with EVO FUND as the allottee / Amount Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalMonthly exercise status of the 16th Stock Acquisition Rights issued through a third-party allotment (with an exercise price adjustment clause)
Number of shares to be issued or disposed ofNumber of shares delivered during the month: 46,000 shares (46,000 new shares; 0 treasury shares transferred)
Intended allotteeEVO FUND (the allottee at the time of issuance on 1 August 2025)
Dilution RateExercise ratio relating to exercise restrictions: 0.7% (46,000 shares / 6,837,200 shares)
Total number of issued shares7,349,200 shares (as of 28 February 2026) → Not disclosed
Exercise price¥416 (exercise price during the month). Details of the adjustment clause and the floor are not disclosed
Number of Stock Acquisition RightsTotal issued: 17,000 rights; unexercised at the end of the preceding month: 12,440 rights; unexercised at the end of the month: 11,980 rights
Procedures under the Corporate Code of ConductThe disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financingTiming 1 August 2025 / Type 16th Stock Acquisition Rights (with an exercise price adjustment clause), with EVO FUND as the allottee / Amount Not disclosed
Items this document does not state (19)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the monthly exercise status of the 16th Stock Acquisition Rights in March 2026.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Monthly Exercise Status of the 16th Stock Acquisition Rights (with Exercise Price Adjustment Clause) Issued Through a Third-Party Allotment | Kringle Pharma,Inc. (4884) timely disclosure | Komori