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Share Issuance and Disposal4840TriIs IncorporatedInformation and Communications, Services and Others

Notice Regarding the Monthly Exercise Status of the 17th Series of Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Clause)

No exercise of the 17th Series of Stock Acquisition Rights took place in April 2026, and no shares were newly delivered. The balance of unexercised rights stood at 9,800 at month-end, unchanged from the end of the previous month.

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Details of issuance or disposal

Monthly exercise status of the 17th Series of Stock Acquisition Rights issued through a third-party allotment (with exercise price adjustment provisions)

発行・処分する株式数

Shares delivered during the month: 0 shares (0 newly issued shares and 0 treasury shares transferred)

発行済株式総数

Exercise ratio during the month: 0.00% (as a percentage of the total 18,100 rights issued)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Number of Stock Acquisition Rights
Total issued: 18,100 rights; unexercised balance as of the end of the month preceding the subject month: 9,800 rights; unexercised balance as of the end of the subject month: 9,800 rights
Procedures under the Corporate Code of Conduct
The disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financing
Timing 16 March 2026 / Type Issuance of the 17th Series of Stock Acquisition Rights (with exercise price adjustment provisions) / Amount Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalMonthly exercise status of the 17th Series of Stock Acquisition Rights issued through a third-party allotment (with exercise price adjustment provisions)
Number of shares to be issued or disposed ofShares delivered during the month: 0 shares (0 newly issued shares and 0 treasury shares transferred)
Dilution RateExercise ratio during the month: 0.00% (as a percentage of the total 18,100 rights issued)
Total number of issued sharesAs of the end of the month preceding the subject month: 9,130,000 shares → Not disclosed
Number of Stock Acquisition RightsTotal issued: 18,100 rights; unexercised balance as of the end of the month preceding the subject month: 9,800 rights; unexercised balance as of the end of the subject month: 9,800 rights
Procedures under the Corporate Code of ConductThe disclosure describes compliance with the exercise restrictions under Article 434 of the Listing Regulations
Most recent equity financingTiming 16 March 2026 / Type Issuance of the 17th Series of Stock Acquisition Rights (with exercise price adjustment provisions) / Amount Not disclosed
Items this document does not state (21)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allotteeIntended allottee's holding policyBasis for determining the amount to be paidExercise priceExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The company has not stated a reason.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Monthly Exercise Status of the 17th Series of Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Clause) | TriIs Incorporated (4840) timely disclosure | Komori