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Share Issuance and Disposal4765SBI Global Asset Management Co.,Ltd.Financials (excluding banks)

Notice Regarding the Finalization of the Terms of Issuance of Stock Acquisition Rights (Tax-Qualified Stock Options)

The previously approved tax-qualified stock options have had their previously undecided issuance terms finalized. The 8th Series Stock Acquisition Rights comprise 9,470 rights, underlying 947,000 common shares, with an exercise price of ¥588 per share.

Worth reading
44Recurring
Scored from 3 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
947000
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Issuance of the 8th Series Stock Acquisition Rights (Tax-Qualified Stock Options)

発行・処分する株式数947,000Shares

947,000 shares (common shares)

Intended allottee
Category The Company's employees / Number of Employees 004 people / Number of stock acquisition rights 0,510 rights, Category Directors of the company's subsidiaries / Number of Employees 010 people / Number of stock acquisition rights 2,510 rights, Category Employees of the company's subsidiaries / Number of Employees 101 / Number of stock acquisition rights 6,450 rights
Terms of the stock acquisition rights
Exercise price
¥588 (amendment provisions: Not disclosed)
Number of Stock Acquisition Rights
Total issued: 9,470 rights; unexercised balance: Not disclosed
Categories and Number of Persons Covered
Category The Company's employees / Number of Employees 004 people / Number of allocated stock acquisition rights 0,510 rights, Category Directors of the company's subsidiaries / Number of Employees 010 people / Number of allocated stock acquisition rights 2,510 rights, Category Employees of the company's subsidiaries / Number of Employees 101 / Number of allocated stock acquisition rights 6,450 rights
Basis for determining the amount to be paid
The same amount as the closing price of the Company's common shares in regular trading on the Tokyo Stock Exchange on 23 March 2026
Details of issuance or disposal
ItemDetails
Type of issuance or disposalIssuance of the 8th Series Stock Acquisition Rights (Tax-Qualified Stock Options)
Number of shares to be issued or disposed of947,000 shares (common shares)
Intended allotteeCategory The Company's employees / Number of Employees 004 people / Number of stock acquisition rights 0,510 rights, Category Directors of the company's subsidiaries / Number of Employees 010 people / Number of stock acquisition rights 2,510 rights, Category Employees of the company's subsidiaries / Number of Employees 101 / Number of stock acquisition rights 6,450 rights
Basis for determining the amount to be paidThe same amount as the closing price of the Company's common shares in regular trading on the Tokyo Stock Exchange on 23 March 2026
Exercise price¥588 (amendment provisions: Not disclosed)
Number of Stock Acquisition RightsTotal issued: 9,470 rights; unexercised balance: Not disclosed
Categories and Number of Persons CoveredCategory The Company's employees / Number of Employees 004 people / Number of allocated stock acquisition rights 0,510 rights, Category Directors of the company's subsidiaries / Number of Employees 010 people / Number of allocated stock acquisition rights 2,510 rights, Category Employees of the company's subsidiaries / Number of Employees 101 / Number of allocated stock acquisition rights 6,450 rights
Items this document does not state (21)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyDilution RateTotal number of issued sharesExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMost recent equity financingMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

Because the previously undecided matters among the issuance terms of the stock acquisition rights announced on 23 March 2026 have been finalized.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Finalization of the Terms of Issuance of Stock Acquisition Rights (Tax-Qualified Stock Options) | SBI Global Asset Management Co.,Ltd. (4765) timely disclosure | Komori