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M&A and Subsidiary Changes4765SBI Global Asset Management Co.,Ltd.Financials (excluding banks)

Notice of the change in the company name of group company RHEOS CAPITAL WORKS to SBI RHEOS CAPITAL WORKS

レオス・キャピタルワークス株式会社, our wholly owned subsidiary, is scheduled to change its name to SBIレオス・キャピタルワークス株式会社 effective 1 December 2026. In conjunction with this change, the representative director and president and the chair of the board are also scheduled to change.

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25Immaterial
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This transaction

Change of company name (trade name change)
Disclosing companySBI Global Asset Management Co.,Ltd.
レオス・キャピタルワークス株式会社Voting rights ownership percentage

The voting-rights ratio is the share of the votes exercisable at a shareholders’ meeting that will be held after this transaction.The percentage before the change is not stated in this document.

TimelineThe spacing between the points is proportional to the actual number of days.
Target company

Asset Management Business

Location Chiyoda-ku, Tokyo
Procedures and assumptions
Management structure after acquisitionFollowing the trade name change effective 1 December 2026, the representative director and president will change from the current officeholder to Yuasa Mitsuhiro (湯淺光裕), currently a representative director and executive vice president, and the chair of the board will change from the current officeholder to Asakura Tomoya (朝倉智也), representative director and president of our company. Employee treatment: not disclosed
This transaction
ItemDetails
Transaction nameChange of company name (trade name change)
Name of the Subject Companyレオス・キャピタルワークス株式会社
Business Description of the Subject CompanyAsset Management Business
Location of the Subject CompanyChiyoda-ku, Tokyo
Voting rights ownership percentageAfter 100% (our wholly owned subsidiary) (before not disclosed)
Date of board resolution24 April 2026
Execution Date / Effective DateEffective 1 December 2026
Management structure after acquisitionFollowing the trade name change effective 1 December 2026, the representative director and president will change from the current officeholder to Yuasa Mitsuhiro (湯淺光裕), currently a representative director and executive vice president, and the chair of the board will change from the current officeholder to Asakura Tomoya (朝倉智也), representative director and president of our company. Employee treatment: not disclosed
Items this document does not state (24)
Counterparty nameCapital Stock of the Subject CompanyDate of Establishment of the Subject CompanyNet Sales of the Subject CompanyOperating Profit of the Subject CompanyNet Income of the Subject CompanyNet Assets of the Subject CompanyAcquisition priceExpenses other than the acquisition priceType of ConsiderationMerger ratio/share exchange ratioTender offer priceMinimum number of shares to be purchasedTender offer periodNumber of shares acquiredFunding arrangementsGoodwill amountAmount of extraordinary income (loss)Impact on Business PerformanceContract DateValuation methodologyIndependent valuation institutionSpecial CommitteeConditions Precedent to Execution

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To consolidate the SBI Group's investment management capabilities, strengthen the Group's unity, enhance its asset management structure, and achieve sustainable business growth.

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Notice of the change in the company name of group company RHEOS CAPITAL WORKS to SBI RHEOS CAPITAL WORKS | SBI Global Asset Management Co.,Ltd. (4765) timely disclosure | Komori