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Share Issuance and Disposal4582SymBio Pharmaceuticals LimitedPharmaceuticals

Notice Concerning the Monthly Exercise Status of the 70th and 71st Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Clauses)

During September 2026, 43,000 Series 70 share acquisition rights were exercised and 4,300,000 new shares were delivered. The unexercised balance at month-end was 437,000 units.

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Scale
4300000
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Monthly exercise status of the Series 70 and Series 71 share acquisition rights issued through a third-party allotment (with exercise-price adjustment provisions)

Who receives how much

Shares delivered during the month covered: 4,300,000 shares (4,300,000 new shares and 0 transferred treasury shares)

EVO FUND (Series 70 and Series 71 share acquisition rights)

The lower thin line represents the existing number of shares to which these shares will be added.

発行済株式総数

Exercise ratio for exercise restrictions: 5.4% (4,300,000 shares delivered / 80,247,210 listed shares as of the payment date for the issuance)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
Exercise prices during the month covered were ¥61, ¥60, ¥59, ¥58, ¥57, ¥56, ¥53 and ¥55. An exercise-price adjustment provision applies. The lower limit of the adjustment is Not disclosed.
Number of Stock Acquisition Rights
Series 70: 480,000 units issued; 480,000 units unexercised as of 2 September 2026; 437,000 units unexercised as of the end of September 2026
Procedures under the Corporate Code of Conduct
The filing states the status of compliance with exercise restrictions under the Tokyo Stock Exchange's listing regulations and other applicable rules.
Most recent equity financing
Announced on 17 August 2026: issuance through a third-party allotment of the Series 70 and Series 71 share acquisition rights (with exercise-price adjustment provisions) (the issue price and amount are Not disclosed in this document)
Details of issuance or disposal
ItemDetails
Type of issuance or disposalMonthly exercise status of the Series 70 and Series 71 share acquisition rights issued through a third-party allotment (with exercise-price adjustment provisions)
Number of shares to be issued or disposed ofShares delivered during the month covered: 4,300,000 shares (4,300,000 new shares and 0 transferred treasury shares)
Intended allotteeEVO FUND (Series 70 and Series 71 share acquisition rights)
Dilution RateExercise ratio for exercise restrictions: 5.4% (4,300,000 shares delivered / 80,247,210 listed shares as of the payment date for the issuance)
Total number of issued shares80,247,210 shares (as of 2 September 2026; 91,319 treasury shares) → Not disclosed
Exercise priceExercise prices during the month covered were ¥61, ¥60, ¥59, ¥58, ¥57, ¥56, ¥53 and ¥55. An exercise-price adjustment provision applies. The lower limit of the adjustment is Not disclosed.
Number of Stock Acquisition RightsSeries 70: 480,000 units issued; 480,000 units unexercised as of 2 September 2026; 437,000 units unexercised as of the end of September 2026
Procedures under the Corporate Code of ConductThe filing states the status of compliance with exercise restrictions under the Tokyo Stock Exchange's listing regulations and other applicable rules.
Most recent equity financingAnnounced on 17 August 2026: issuance through a third-party allotment of the Series 70 and Series 71 share acquisition rights (with exercise-price adjustment provisions) (the issue price and amount are Not disclosed in this document)
Items this document does not state (19)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To report the monthly exercise status. The company stated that it omitted disclosure of the monthly exercise status for the Series 71 share acquisition rights because they cannot be exercised until the company instructs the holder to begin exercising them.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Monthly Exercise Status of the 70th and 71st Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Clauses) | SymBio Pharmaceuticals Limited (4582) timely disclosure | Komori