Komori
Share Issuance and Disposal4582SymBio Pharmaceuticals LimitedPharmaceuticals

Notice Regarding the Monthly Exercise Status of the 58th and 66th Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions)

In April 2026, 32,200 Series 66 Stock Acquisition Rights were exercised, and 3,220,000 new shares were issued. No Series 58 Stock Acquisition Rights were exercised.

Worth reading
69In focus
Scored from 3 of 5 sections
Direction
Mixed performance
Direction inferred from the company’s description.
Scale
3220000
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Monthly exercise status of stock acquisition rights with an exercise price adjustment clause issued through third-party allotment

Who receives how much

Series 66 Stock Acquisition Rights: 3,220,000 new shares; Series 58 Stock Acquisition Rights: 0 new shares

Series 66 Stock Acquisition Rights: EVO FUND; Series 58 Stock Acquisition Rights: CVI Investments, Inc.

The lower thin line represents the existing number of shares to which these shares will be added.

発行済株式総数

Exercise ratio subject to exercise restrictions: 6.6% (3,220,000 shares delivered for all series combined / 48,855,455 listed shares outstanding as of the payment date for the issuance)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
Series 66 Stock Acquisition Rights: ¥92–¥114 per share during the target month. Series 58 Stock Acquisition Rights: ¥86 per share. Details of the adjustment clause and the floor price: Not disclosed
Number of Stock Acquisition Rights
Series 66 Stock Acquisition Rights: 200,000 issued in total, with 167,800 unexercised at the end of the target month. Series 58 Stock Acquisition Rights: 20,000 issued in total, with 20,000 unexercised at the end of the target month
Most recent equity financing
1 June 2022: Issuance of Series 58 Stock Acquisition Rights (detailed amount: Not disclosed), 12 August 2025: Issuance of Series 65 through Series 67 Stock Acquisition Rights (detailed amount: Not disclosed)
Details of issuance or disposal
ItemDetails
Type of issuance or disposalMonthly exercise status of stock acquisition rights with an exercise price adjustment clause issued through third-party allotment
Number of shares to be issued or disposed ofSeries 66 Stock Acquisition Rights: 3,220,000 new shares; Series 58 Stock Acquisition Rights: 0 new shares
Intended allotteeSeries 66 Stock Acquisition Rights: EVO FUND; Series 58 Stock Acquisition Rights: CVI Investments, Inc.
Dilution RateExercise ratio subject to exercise restrictions: 6.6% (3,220,000 shares delivered for all series combined / 48,855,455 listed shares outstanding as of the payment date for the issuance)
Total number of issued shares72,238,910 shares (as of the end of the month preceding the target month, including 91,169 treasury shares) → Not disclosed
Exercise priceSeries 66 Stock Acquisition Rights: ¥92–¥114 per share during the target month. Series 58 Stock Acquisition Rights: ¥86 per share. Details of the adjustment clause and the floor price: Not disclosed
Number of Stock Acquisition RightsSeries 66 Stock Acquisition Rights: 200,000 issued in total, with 167,800 unexercised at the end of the target month. Series 58 Stock Acquisition Rights: 20,000 issued in total, with 20,000 unexercised at the end of the target month
Most recent equity financing1 June 2022: Issuance of Series 58 Stock Acquisition Rights (detailed amount: Not disclosed), 12 August 2025: Issuance of Series 65 through Series 67 Stock Acquisition Rights (detailed amount: Not disclosed)
Items this document does not state (20)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

Following the issuance of Series 65 through Series 67 Stock Acquisition Rights dated 12 August 2025, the Series 58 Stock Acquisition Rights came to be deemed “MSCBs, etc.” as defined by the Tokyo Stock Exchange, and their monthly exercise status is therefore disclosed. Under the purchase agreement, the Series 67 Stock Acquisition Rights were structured so that, in principle, they cannot be exercised until 13 August 2027, and disclosure of their monthly exercise status has therefore been omitted.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Monthly Exercise Status of the 58th and 66th Stock Acquisition Rights Issued Through a Third-Party Allotment (with Exercise Price Adjustment Provisions) | SymBio Pharmaceuticals Limited (4582) timely disclosure | Komori