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Share Issuance and Disposal4572Carna Biosciences,Inc.Pharmaceuticals

Notice Regarding the Monthly Exercise Status of the Docirbrutinib (AS-1763) Development Promotion Stock Acquisition Rights (with an Exercise Price Adjustment Clause)

In June 2026, 400 stock acquisition rights with an exercise price adjustment clause were exercised, and 40,000 new shares were delivered. As of month-end, 76,103 stock acquisition rights remained unexercised, corresponding to 7,610,300 shares.

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Scale
40000
Shares
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Definitive
How definitive the wording is.

Details of issuance or disposal

Exercise of stock acquisition rights with provisions for adjustment to the exercise price (monthly exercise status)

発行・処分する株式数40,000Shares

40,000 new shares

発行済株式総数

Exercise ratio subject to exercise restrictions: 0.20% (40,000 shares delivered across all series / 19,196,700 listed shares as of the payment date for the issuance)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
The exercise prices during the target month were ¥407.7, ¥331.2 and ¥296.1. Details of the adjustment clause and the lower limit: Not disclosed
Number of Stock Acquisition Rights
Exercise ratio relative to the total number issued: 0.51%. Unexercised stock acquisition rights were 76,503 as of the end of the month preceding the target month and 76,103 as of the end of the target month.
Procedures under the Corporate Code of Conduct
Describes compliance with the exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments, etc.
Most recent equity financing
Development Promotion Stock Acquisition Rights for docirbrutinib (AS-1763) with Exercise Price Adjustment Clause, issued on 17 February 2026
Details of issuance or disposal
ItemDetails
Type of issuance or disposalExercise of stock acquisition rights with provisions for adjustment to the exercise price (monthly exercise status)
Number of shares to be issued or disposed of40,000 new shares
Dilution RateExercise ratio subject to exercise restrictions: 0.20% (40,000 shares delivered across all series / 19,196,700 listed shares as of the payment date for the issuance)
Total number of issued shares20,612,469 shares (as of the end of the month preceding the target month) → Not disclosed
Exercise priceThe exercise prices during the target month were ¥407.7, ¥331.2 and ¥296.1. Details of the adjustment clause and the lower limit: Not disclosed
Number of Stock Acquisition RightsExercise ratio relative to the total number issued: 0.51%. Unexercised stock acquisition rights were 76,503 as of the end of the month preceding the target month and 76,103 as of the end of the target month.
Procedures under the Corporate Code of ConductDescribes compliance with the exercise restrictions under Article 434 of the Tokyo Stock Exchange's Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments, etc.
Most recent equity financingDevelopment Promotion Stock Acquisition Rights for docirbrutinib (AS-1763) with Exercise Price Adjustment Clause, issued on 17 February 2026
Items this document does not state (20)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allotteeIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

No reason given by the company.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Monthly Exercise Status of the Docirbrutinib (AS-1763) Development Promotion Stock Acquisition Rights (with an Exercise Price Adjustment Clause) | Carna Biosciences,Inc. (4572) timely disclosure | Komori