Komori
Share Issuance and Disposal4419Finatext Holdings Ltd.Information and Communications, Services and Others

Notice Concerning the Issuance of Equity Compensation Stock Options (Share Acquisition Rights)

The Company resolved to issue 490 stock acquisition rights of the 12th series free of charge to its employees and the directors and employees of its subsidiaries. Each stock acquisition right may be exercised for 100 common shares, for a total of 49,000 shares, at ¥1 per share.

Worth reading
58In focus
Scored from 4 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
490
units (underlying shares: 49,000)
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Issuance of share subscription rights as stock compensation stock options

発行・処分する株式数

49,000 common shares (490 stock acquisition rights, 100 shares per right)

Intended allottee
Name Employees of the Company and directors and employees of its subsidiaries / Number of Employees 67 / Number of stock acquisition rights 490 units
The stock acquisition rights are issued free of charge; the exercise price is ¥1 per share.
Amount of funds to be raised

The amount payable upon issuance of the stock acquisition rights is ¥0. The total amount payable upon exercise is ¥49,000 if all rights are exercised.

Terms of the stock acquisition rights
Exercise price
The initial exercise price is ¥1 per share. There is no adjustment clause; the price is fixed.
Exercise period
Start Date 13 November 2028 / End date 12 November 2030 (if the final day is not a bank business day, the preceding bank business day)
Number of Stock Acquisition Rights
Total number issued 490 units / Unexercised balance Not disclosed
Reason for acquisition without consideration
If approval is granted for a merger or other transaction in which the Company becomes the disappearing company, or if a holder becomes unable to exercise the rights before exercising them due to the exercise conditions, the Company may acquire all or part of the relevant stock acquisition rights free of charge upon the arrival of a date separately determined by the Board of Directors.
Categories and Number of Persons Covered
67 Company employees and directors and employees of the Company's subsidiaries, 490 units
Basis for determining the amount to be paid
The stock acquisition rights are issued free of charge. The exercise price is ¥1 per share, and no reference closing price, average share price, discount rate or premium rate is disclosed.
Procedures under the Corporate Code of Conduct
Resolved at the Board of Directors meeting held on 26 October 2026. There is no disclosure regarding obtaining an opinion from an independent third party or confirming shareholders' intent.
Details of issuance or disposal
ItemDetails
Type of issuance or disposalIssuance of share subscription rights as stock compensation stock options
Number of shares to be issued or disposed of49,000 common shares (490 stock acquisition rights, 100 shares per right)
Issue price and disposal priceThe stock acquisition rights are issued free of charge; the exercise price is ¥1 per share.
Amount of funds to be raisedThe amount payable upon issuance of the stock acquisition rights is ¥0. The total amount payable upon exercise is ¥49,000 if all rights are exercised.
Intended allotteeName Employees of the Company and directors and employees of its subsidiaries / Number of Employees 67 / Number of stock acquisition rights 490 units
Basis for determining the amount to be paidThe stock acquisition rights are issued free of charge. The exercise price is ¥1 per share, and no reference closing price, average share price, discount rate or premium rate is disclosed.
Exercise priceThe initial exercise price is ¥1 per share. There is no adjustment clause; the price is fixed.
Exercise periodStart Date 13 November 2028 / End date 12 November 2030 (if the final day is not a bank business day, the preceding bank business day)
Number of Stock Acquisition RightsTotal number issued 490 units / Unexercised balance Not disclosed
Reason for acquisition without considerationIf approval is granted for a merger or other transaction in which the Company becomes the disappearing company, or if a holder becomes unable to exercise the rights before exercising them due to the exercise conditions, the Company may acquire all or part of the relevant stock acquisition rights free of charge upon the arrival of a date separately determined by the Board of Directors.
Categories and Number of Persons Covered67 Company employees and directors and employees of the Company's subsidiaries, 490 units
Procedures under the Corporate Code of ConductResolved at the Board of Directors meeting held on 26 October 2026. There is no disclosure regarding obtaining an opinion from an independent third party or confirming shareholders' intent.
Items this document does not state (16)
Total issue valueEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyDilution RateTotal number of issued sharesTransfer restriction periodConditions for lifting transfer restrictionsTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMost recent equity financingMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To have recipients share with shareholders not only the benefits of a rise in the share price but also the risks of a decline, thereby increasing their motivation and morale to contribute to improving corporate value over the medium to long term.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Concerning the Issuance of Equity Compensation Stock Options (Share Acquisition Rights) | Finatext Holdings Ltd. (4419) timely disclosure | Komori