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Share Issuance and Disposal4413baudroie,inc.Information and Communications, Services and Others

Notice Regarding the Secondary Offering of Shares

The company resolved to offer 2.42 million common shares held by 4 existing shareholders. Depending on demand, the lead managing securities company will also conduct an over-allotment offering of up to 360,300 shares.

Worth reading
43Recurring
0–100. This measures how worthwhile something is to read, not how good or bad the company is.
Direction
Neutral
Direction inferred from the company’s description.
Scale
2402000
Shares
Wording
Conditional
How definitive the wording is.

Details of issuance or disposal

Secondary offering of shares (secondary offering through purchase underwriting by underwriters) and secondary offering through an over-allotment

発行・処分する株式数

引受人の買取引受けによる売出し:2,402,000株。オーバーアロットメントによる売出し:360,300株(上限)

Intended allottee
公募による売出しのため特定の割当予定先なし。引受人の買取引受けによる売出しの主幹事会社はSMBC日興証券株式会社。オーバーアロットメントによる売出しの売出人はSMBC日興証券株式会社
Conditions on transfer restrictions

Restricted stock is stock awarded as compensation that cannot be sold during a specified period, with the restrictions lifted once the applicable conditions are met.

Transfer restriction period
売出人4名について、売出価格等決定日に始まり、引受人の買取引受けによる売出しの受渡期日から起算して180日目の日に終了する期間
Conditions for lifting transfer restrictions
SMBC日興証券株式会社の事前の書面による承諾。主幹事会社は裁量で合意内容の一部若しくは全部を解除し、又はロックアップ期間を短縮できる
Offering structure
Underwriter / lead underwriter
SMBC Nikko Securities Inc.
Overallotment
売出株式数360,300株(上限)。第三者割当の上限株数:Not disclosed
Basis for determining the amount to be paid
The indicative price range will be 0.90 to 1.00 times the closing price for regular trading of the common shares on the Tokyo Stock Exchange on the date on which the offering price and other terms are determined, with the final price to be determined after taking demand and other factors into account.
Details of issuance or disposal
ItemDetails
Type of issuance or disposalSecondary offering of shares (secondary offering through purchase underwriting by underwriters) and secondary offering through an over-allotment
Number of shares to be issued or disposed of引受人の買取引受けによる売出し:2,402,000株。オーバーアロットメントによる売出し:360,300株(上限)
Intended allottee公募による売出しのため特定の割当予定先なし。引受人の買取引受けによる売出しの主幹事会社はSMBC日興証券株式会社。オーバーアロットメントによる売出しの売出人はSMBC日興証券株式会社
Basis for determining the amount to be paidThe indicative price range will be 0.90 to 1.00 times the closing price for regular trading of the common shares on the Tokyo Stock Exchange on the date on which the offering price and other terms are determined, with the final price to be determined after taking demand and other factors into account.
Transfer restriction period売出人4名について、売出価格等決定日に始まり、引受人の買取引受けによる売出しの受渡期日から起算して180日目の日に終了する期間
Conditions for lifting transfer restrictionsSMBC日興証券株式会社の事前の書面による承諾。主幹事会社は裁量で合意内容の一部若しくは全部を解除し、又はロックアップ期間を短縮できる
Underwriter / lead underwriterSMBC Nikko Securities Inc.
Overallotment売出株式数360,300株(上限)。第三者割当の上限株数:Not disclosed
Items this document does not state (20)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyDilution RateTotal number of issued sharesExercise priceExercise periodNumber of Stock Acquisition RightsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationStock Split RatioProcedures under the Corporate Code of ConductMost recent equity financingMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

東京証券取引所プライム市場への市場区分変更申請に向け、未充足項目である流通株式比率の充足が見込まれるほか、投資家層の拡大と流動性の向上が期待できるため。

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Secondary Offering of Shares | baudroie,inc. (4413) timely disclosure | Komori