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Share Issuance and Disposal4381BPLATS,Inc.Information and Communications, Services and Others

Notice Regarding the Bulk Exercise of the Sixth Series of Stock Acquisition Rights, the First Series of Unsecured Convertible Bonds with Stock Acquisition Rights, and the Seventh Series of Stock Acquisition Rights (with an Exercise Price Adjustment Clause), and Monthly Exercise Status

During July 2026, 1,300 6th Series Stock Acquisition Rights and 2,110 7th Series Stock Acquisition Rights were exercised, and 341,000 new shares were delivered. There were no exercises of the 1st Series Unsecured Convertible Bonds with Stock Acquisition Rights.

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Neutral
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341000
Shares
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How definitive the wording is.

Details of issuance or disposal

Report on the large-scale exercise and monthly exercise status of the 6th Series Stock Acquisition Rights, the 1st Series Unsecured Convertible Bonds with Stock Acquisition Rights, and the 7th Series Stock Acquisition Rights with Exercise Price Adjustment Clauses, issued through a private placement to a third party

発行・処分する株式数

Sixth Series Stock Acquisition Rights 130,000 shares (new shares) / 7th Series stock acquisition rights 211,000 shares (new shares)

Intended allottee
GP上場企業出資投資事業有限責任組合 (former allottee)
発行済株式総数

11.72% (341,000 shares delivered for all series combined / 2,911,799 listed shares outstanding as of the issue and payment date)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
¥432 for the 6th Series Stock Acquisition Rights. The 7th Series Stock Acquisition Rights had exercise prices of ¥164, ¥166, ¥165, ¥209, ¥281, ¥373, ¥319, ¥363, ¥294, ¥272, ¥245, and others. Details of the adjustment clauses and the floor price: Not disclosed
Number of Stock Acquisition Rights
Total number issued 6th Series: 13,900 rights; 7th Series: 20,050 rights (total issuance calculated from the stated monthly exercise ratios) / Unexercised balance 6th Series: 8,288 rights; 7th Series: 17,074 rights (as of the end of July 2026)
Procedures under the Corporate Code of Conduct
Disclosure of compliance with the exercise restrictions under Article 434 of the Tokyo Stock Exchange Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments and Other Matters
Most recent equity financing
Issued on 14 April 2025: the 6th Series Stock Acquisition Rights and the 1st Series Unsecured Convertible Bonds with Stock Acquisition Rights (issue amount: Not disclosed), Issued on 15 June 2026: the 7th Series Stock Acquisition Rights with Exercise Price Adjustment Clauses (issue amount: Not disclosed)
Details of issuance or disposal
ItemDetails
Type of issuance or disposalReport on the large-scale exercise and monthly exercise status of the 6th Series Stock Acquisition Rights, the 1st Series Unsecured Convertible Bonds with Stock Acquisition Rights, and the 7th Series Stock Acquisition Rights with Exercise Price Adjustment Clauses, issued through a private placement to a third party
Number of shares to be issued or disposed ofSixth Series Stock Acquisition Rights 130,000 shares (new shares) / 7th Series stock acquisition rights 211,000 shares (new shares)
Intended allotteeGP上場企業出資投資事業有限責任組合 (former allottee)
Dilution Rate11.72% (341,000 shares delivered for all series combined / 2,911,799 listed shares outstanding as of the issue and payment date)
Total number of issued shares2,998,499 shares (as of the end of the month preceding the target month, including 3,329 treasury shares) → Not disclosed
Exercise price¥432 for the 6th Series Stock Acquisition Rights. The 7th Series Stock Acquisition Rights had exercise prices of ¥164, ¥166, ¥165, ¥209, ¥281, ¥373, ¥319, ¥363, ¥294, ¥272, ¥245, and others. Details of the adjustment clauses and the floor price: Not disclosed
Number of Stock Acquisition RightsTotal number issued 6th Series: 13,900 rights; 7th Series: 20,050 rights (total issuance calculated from the stated monthly exercise ratios) / Unexercised balance 6th Series: 8,288 rights; 7th Series: 17,074 rights (as of the end of July 2026)
Procedures under the Corporate Code of ConductDisclosure of compliance with the exercise restrictions under Article 434 of the Tokyo Stock Exchange Securities Listing Regulations and the Japan Securities Dealers Association's Rules Concerning the Handling of Third-Party Allotments and Other Matters
Most recent equity financingIssued on 14 April 2025: the 6th Series Stock Acquisition Rights and the 1st Series Unsecured Convertible Bonds with Stock Acquisition Rights (issue amount: Not disclosed), Issued on 15 June 2026: the 7th Series Stock Acquisition Rights with Exercise Price Adjustment Clauses (issue amount: Not disclosed)
Items this document does not state (19)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

All exercises of the 6th Series Stock Acquisition Rights and some exercises of the 7th Series Stock Acquisition Rights became exercisable beyond the exercise restriction because their exercise prices were at or above the closing price as of the time the issuance of the 7th Series Stock Acquisition Rights was approved.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Bulk Exercise of the Sixth Series of Stock Acquisition Rights, the First Series of Unsecured Convertible Bonds with Stock Acquisition Rights, and the Seventh Series of Stock Acquisition Rights (with an Exercise Price Adjustment Clause), and Monthly Exercise Status | BPLATS,Inc. (4381) timely disclosure | Komori