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Statutory disclosure document4240CLUSTER TECHNOLOGY CO.,LTD.Materials and Chemicals

Confirmation of Reporting on the Transfer of Shares Issued through a Third-Party Allotment (New Shares)

Seiko Epson Co., Ltd. committed to cooperate with the reporting and confirmation procedures if it transfers the common shares it plans to acquire from Cluster Technology through a third-party allotment within 2 years after acquiring them.

Worth reading
65In focus
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Direction
Neutral
Direction inferred from the company’s description.
Scale
996677
shares
Wording
Definitive
How definitive the wording is.

Decision and Details

Undertaking to report transfers of shares in connection with the third-party allotment of 996,677 Party B common shares scheduled for allotment on 27 October 2026

Decision9 October 2026 (date of execution of the undertaking)
Period Covered2 years from 27 October 2026
Implementation27 October 2026 (scheduled share allotment date)
Going forwardIf Party A transfers the shares in question, it will immediately report the details of the transfer to Party B. Party B will submit a written report on the details to the Tokyo Stock Exchange and, immediately after execution of the undertaking, submit a copy to the Tokyo Stock Exchange.
Quantity / scale996,677 Party B common shares
Reason

To fulfill the obligations under Article 422 of the Tokyo Stock Exchange Listing Regulations and Part II, Chapter 4, Section 2, Subsection 2 of the Enforcement Rules

Decision and Details
ItemDetails
Matter CoveredUndertaking to report transfers of shares in connection with the third-party allotment of 996,677 Party B common shares scheduled for allotment on 27 October 2026
Decision Date9 October 2026 (date of execution of the undertaking)
Implementation Date27 October 2026 (scheduled share allotment date)
Period Covered2 years from 27 October 2026
Quantity / scale996,677 Party B common shares
ReasonTo fulfill the obligations under Article 422 of the Tokyo Stock Exchange Listing Regulations and Part II, Chapter 4, Section 2, Subsection 2 of the Enforcement Rules
Governing RuleArticle 422 of the Tokyo Stock Exchange Listing Regulations; Part 2, Chapter 4, Section 2, Subsection 2 of the Enforcement Rules
Future plansIf Party A transfers the shares in question, it will immediately report the details of the transfer to Party B. Party B will submit a written report on the details to the Tokyo Stock Exchange and, immediately after execution of the undertaking, submit a copy to the Tokyo Stock Exchange.
Items this document does not state (4)
Decision-Making BodyAmountImpact on Business PerformanceRelated previous disclosures

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To fulfill the obligations concerning reporting and other matters related to the transfer of the shares in question under the Tokyo Stock Exchange Listing Regulations and Enforcement Rules.

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Confirmation of Reporting on the Transfer of Shares Issued through a Third-Party Allotment (New Shares) | CLUSTER TECHNOLOGY CO.,LTD. (4240) timely disclosure | Komori