Decision and Details
Financial Services AgencyThe Financial Services Agency's decision to issue an order requiring payment of a surcharge
The Securities and Exchange Surveillance Commission recommended that an order requiring payment of a surcharge be issued, and the Financial Services Agency made that decision.
There will be no impact on consolidated results for the fiscal year ending March 2027. The ¥1 million difference from the ¥92 million provision balance has already been recorded as extraordinary income in the first quarter of the fiscal year ending March 2027.
| Item | Details |
|---|---|
| Matter Covered | The Financial Services Agency's decision to issue an order requiring payment of a surcharge |
| Decision-Making Body | Financial Services Agency |
| Decision Date | 16 September 2026 |
| Implementation Date | 17 November 2026 (scheduled payment deadline) |
| Amount | Surcharge: ¥91.495 million; provision balance: ¥92 million; difference: ¥1 million |
| Impact on Business Performance | There will be no impact on consolidated results for the fiscal year ending March 2027. The ¥1 million difference from the ¥92 million provision balance has already been recorded as extraordinary income in the first quarter of the fiscal year ending March 2027. |
| Reason | The Securities and Exchange Surveillance Commission recommended that an order requiring payment of a surcharge be issued, and the Financial Services Agency made that decision. |
| Governing Rule | Article 20, paragraph 1 of the Act for Establishment of the Financial Services Agency |
| Related previous disclosures | 12 June 2026: Notice Regarding the Securities and Exchange Surveillance Commission's Recommendation for an Order Requiring Payment of a Surcharge |
| Future plans | In accordance with the decision letter and payment notice for the surcharge payment order, the Company will pay the surcharge to the national treasury by the payment deadline of 17 November 2026. The Company will continue to reliably implement measures to prevent recurrence. |
Items this document does not state (2)
These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.
The reasons the company gives
The company's own explanation, not something inferred from the numbers.The Company received an order from the Financial Services Agency to pay a surcharge in the same amount as the recommendation dated 12 June 2026. The Company states that it takes this matter seriously and sincerely and will work to ensure the reliability of its financial reporting by reliably implementing the measures to prevent recurrence that are already in place.