Internal Management Risk From Legal Violations and Misconduct by Related Parties
First written in FY2017. 15 of 17 entries say "Restated". Latest entry: FY2026.
The whole theme swung hardest in 2019: 1 of 8 companies on the "Worse" side.
14 other companies' latest entry also says "Restated".
- FY2026RestatedAnnual report
「To strengthen group governance, we receive timely reports on business execution and coordinate our risk response, while dispatching directors and others from our company to provide management and operational improvement guidance and advice covering overall management,」
The company continues to maintain a system for addressing the risks of violations of laws and regulations, misconduct by interested parties and inadequate control functions, including at subsidiaries, through reporting, coordination, dispatch of directors and guidance and advice. - FY2022-Q3RestatedAnnual report
「During the first nine months of the fiscal year, there were no occurrences of major risks that management recognizes could have a material effect on the financial position, operating results or cash flows of the consolidated companies, nor any material changes to the "Business and Other Risks" described in the annual securities report for the previous fiscal year.」
The company states that there have been no occurrences or material changes in internal control risks involving violations of laws and regulations, misconduct by interested parties or the inclusion of subsidiaries. - FY2022-Q1RestatedAnnual report
「During the first quarter of the fiscal year, there were no occurrences of major risks that management recognizes could have a material effect on the financial position, operating results or cash flows of the consolidated companies, nor any material changes to the "Business and Other Risks" described in the annual securities report for the previous fiscal year.」
The company states that there have been no occurrences or material changes in internal control risks involving violations of laws and regulations, misconduct by interested parties or the inclusion of subsidiaries. - FY2021RestatedAnnual report
「To strengthen group governance, we receive timely reports on business execution and coordinate our risk response, while dispatching directors and others from our company to provide management and operational improvement guidance and advice covering overall management,」
The company continues to address the risks of misconduct by interested parties, violations of laws and regulations and inadequate control functions, including at subsidiaries, through business reporting, coordination, dispatch of directors and guidance and advice. - FY2021-Q2RestatedAnnual report
「During the first six months of the fiscal year, there were no occurrences of matters relating to the business or financial condition described in this quarterly report that could have a material effect on investors' decisions, nor any material changes to the "Business and Other Risks" described in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in internal control risks involving violations of laws and regulations, misconduct by interested parties or the inclusion of subsidiaries. - FY2021-Q1RestatedAnnual report
「During the first quarter of the fiscal year, there were no occurrences of matters relating to the business or financial condition described in this quarterly report that could have a material effect on investors' decisions, nor any material changes to the "Business and Other Risks" described in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in internal control risks involving violations of laws and regulations, misconduct by interested parties or the inclusion of subsidiaries. - FY2020-Q3RestatedAnnual report
「During the first nine months of the fiscal year, there were no occurrences of matters relating to the business or financial condition described in this quarterly report that could have a material effect on investors' decisions, nor any material changes to the "Business and Other Risks" described in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in internal control risks involving violations of laws and regulations, misconduct by interested parties or the inclusion of subsidiaries. - FY2020-Q2RestatedAnnual report
「During the first six months of the fiscal year, there were no occurrences of matters relating to the business or financial condition described in this quarterly report that could have a material effect on investors' decisions, nor any material changes to the "Business and Other Risks" described in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in internal control risks involving violations of laws and regulations, misconduct by interested parties or the inclusion of subsidiaries. - FY2020-Q1RestatedAnnual report
「During the first quarter of the fiscal year, there were no occurrences of matters relating to the business or financial condition described in this quarterly report that could have a material effect on investors' decisions, nor any material changes to the "Business and Other Risks" described in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in internal control risks involving violations of laws and regulations, misconduct by interested parties or the inclusion of subsidiaries. - FY2019-Q3RestatedAnnual report
「During the first nine months of the fiscal year, there were no occurrences of matters relating to the business or financial condition described in this quarterly report that could have a material effect on investors' decisions, nor any material changes to the "Business and Other Risks" described in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in internal control risks involving violations of laws and regulations, misconduct by interested parties or the inclusion of subsidiaries. - FY2019-Q2RestatedAnnual report
「During the first six months of the fiscal year, there were no occurrences of matters relating to the business or financial condition described in this quarterly report that could have a material effect on investors' decisions, nor any material changes to the "Business and Other Risks" described in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in internal control risks involving violations of laws and regulations, misconduct by interested parties or the inclusion of subsidiaries. - FY2019-Q1RestatedAnnual report
「During the first quarter of the fiscal year, there were no occurrences of matters relating to the business or financial condition described in this quarterly report that could have a material effect on investors' decisions, nor any material changes to the "Business and Other Risks" described in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in internal control risks involving violations of laws and regulations, misconduct by interested parties or the inclusion of subsidiaries. - FY2018WorsenedAnnual report
「In addition, we are responsible for managing the operations of our subsidiaries and must operate risk management and compliance systems for the group as a whole. However, if our control functions become inadequate for any reason, this could affect our group's business and results of operations.」
In addition to the existing risks of violations of laws and regulations and misconduct by interested parties, the company explicitly identifies the risk of inadequate control functions across the group, including its subsidiaries, thereby expanding the scope of management. - FY2018-Q3RestatedAnnual report
「During the first nine months of the fiscal year, there were no occurrences of matters relating to the business or financial condition described in this quarterly report that could have a material effect on investors' decisions, nor any material changes to the "Business and Other Risks" described in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in internal control risks arising from violations of laws and regulations or misconduct by interested parties. - FY2018-Q2RestatedAnnual report
「There have been no material changes to the “Business and Other Risks” described in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in internal control risks arising from violations of laws and regulations or misconduct by interested parties. - FY2018-Q1RestatedAnnual report
「There have been no material changes to the “Business and Other Risks” described in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in internal control risks arising from violations of laws and regulations or misconduct by interested parties. - FY2017First statedAnnual report
「To prevent misconduct by interested parties and other improper acts, we have established compliance with laws and regulations and rules in Japan and overseas as standards of conduct, and confirm compliance through internal audits and other measures. However, the possibility of situations involving violations of laws or regulations or misconduct by interested parties cannot be ruled out, and such situations could affect our business and results of operations.」
While implementing compliance with laws, regulations and rules and conducting internal audits, the company identifies the possibility of violations and misconduct by interested parties as risks.